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TC

Timothy T. Crawford

LBMZ SECURITIES
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 2348712
TC

Professional summary

Timothy Thomas Crawford, who also goes by Tim Crawford, Timothy Crawford, is a registered financial professional currently at LBMZ SECURITIES, INC. located in Chicago, Illinois.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1993. Timothy has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tim Crawford | Timothy Crawford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Thomas Crawford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 6, 2016 - Present

LBMZ SECURITIES, INC.

Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606
BD
CRD#: 7874
CHICAGO, IL
Past

January 2, 2015 - December 15, 2015

SG AMERICAS SECURITIES, LLC

BD
CRD#: 128351
CHICAGO, IL
Past

September 29, 2014 - January 2, 2015

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL
Past

December 3, 2013 - July 28, 2014

FOREST SECURITIES,INC.

BD
CRD#: 16255
HILLSIDE, IL
Past

November 3, 2008 - December 20, 2011

ABN AMRO CLEARING USA LLC

BD
CRD#: 14020
CHICAGO, IL
Past

October 18, 2006 - December 14, 2006

UBS SECURITIES LLC

BD
CRD#: 7654
CHICAGO, IL
Past

July 27, 2006 - May 30, 2007

UBS CLEARING SERVICES CORPORATION

BD
CRD#: 44883
NEW YORK, NY
Past

November 17, 2005 - October 6, 2006

ABN AMRO INCORPORATED

BD
CRD#: 15776
CHICAGO, IL
Past

March 28, 2005 - December 14, 2005

REFCO SECURITIES, LLC

BD
CRD#: 14094
NEW YORK, NY
Past

July 22, 2004 - November 17, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHICAGO, IL
Past

April 2, 2004 - November 17, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

January 2, 1997 - April 2, 2004

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

March 17, 1995 - January 2, 1997

THE CHICAGO CORPORATION

BD
CRD#: 1449
CHICAGO, IL
Past

August 9, 1993 - April 8, 1995

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 13, 1993 - July 14, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/8/2022)
RR
California
(1/3/2019)
RR
Hawaii
(1/3/2019)
RR
Illinois
(9/6/2016)
RR
Nevada
(1/3/2019)
RR
Utah
(6/28/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/7/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/17/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/19/2014
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 9/2/1993
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 5/12/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/3/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LS
LBMZ SECURITIES, INC.
LBMZ SECURITIES, INC. | ZACKS TRADE | ZACKS AND COMPANY | ZACKS & COMPANY, INC. | ZACKS & COMPANY

CRD#: 7874 / SEC#: , 8-23266

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705
Mailing Address
101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705
Phone number
(312) 630-9880
Established
Illinois since 09/20/1978
Firm type
Corporation
Fiscal year end
November
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FRANCINE ZACKS 2012 GIFT TRUSTOWNER
CALDER, JUDITH ANNCHIEF COMPLIANCE OFFICER38260
COLOMBO, DOUGLAS NMNFINOP1858351
ZACKS, LEONARD HARVEYPRESIDENT & DIRECTOR806891
ZACKS, MITCHEL ETHANTRUSTEE FOR THE FRANCINE ZACKS 2012 GIFT TRUST2649079

Disclosures

Regulatory Event8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LBMZ SECURITIES, INC.

CRD#: 7874Chicago, IL 60606

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