H. C. Chen-oster

CHAINCE SECURITIES

NEW YORK, NY 10020

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CRD#: 2348543

Professional summary

H. Cristina Chen-oster, who also goes by Cristina Chen, Hueijung Cristina Chen, is a registered financial professional currently at CHAINCE SECURITIES, LLC located in New York, New York.

H. is registered as a RR (Registered Representative) and started their career in finance in 1993. H. has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cristina Chen | Hueijung Cristina Chen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view H. Cristina Chen-oster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2025 - Present

CHAINCE SECURITIES, LLC

Office #1: 1251 Avenue Of The Americas 41st Floor, New York, NY 10020

CRD#: 10590

NEW YORK, NY

Past

March 31, 2023 - September 10, 2025

IF SECURITIES LLC

CRD#: 306092

FORT LAUDERDALE, FL

Past

August 18, 2020 - March 31, 2023

SAPENO INC.

CRD#: 124769

LONDON,

Past

August 9, 2006 - September 5, 2019

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

March 22, 2005 - July 31, 2006

NATIXIS SECURITIES NORTH AMERICA INC.

CRD#: 28722

NEW YORK, NY

Past

March 26, 1997 - March 29, 2005

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

April 17, 1996 - March 10, 1997

PEREGRINE BROKERAGE INC.

CRD#: 27437

Past

July 13, 1993 - July 15, 1994

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/12/2025)

Connecticut
(9/12/2025)

Kansas
(1/26/2026)

New Jersey
(10/17/2025)

New York
(9/12/2025)

North Carolina
(1/30/2026)

Utah
(1/26/2026)

Exams

State Security Law Exam

Series 63

Date: 8/23/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 7/21/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/6/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 9/13/2010

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/5/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CHAINCE SECURITIES, LLC

CHAINCE SECURITIES, LLC | JVDA, LLC | J.V. DELANEY & ASSOCIATES | DELANEY, JOSEPH VINCENT

CRD#: 10590 / SEC#: , 8-27564

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1251 Avenue Of The Americas 41st Floor, New York, NY 10020

Mailing Address

1251 Avenue Of The Americas 41st Floor, New York, NY 10020

Phone number

(646) 283-7120

Established

Delaware since 09/01/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (9 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
CHAINCE SECURITIES, INC	SOLE MEMBER
DAYE, WILFRED ZHONGKEI	CEO	4320077
GEORGE, THOMAS KEITH	FIN OP	5378303
HARRIS, PATRICK EUGENE	CHIEF COMPLIANCE OFFICER	5748909

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

H. C. Chen-oster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view H. Cristina Chen-oster's CRS (Customer Relationship Summary).

Certified licenses

Experience

IF SECURITIES LLC

SAPENO INC.

DEUTSCHE BANK SECURITIES INC.

NATIXIS SECURITIES NORTH AMERICA INC.

GOLDMAN SACHS & CO. LLC

PEREGRINE BROKERAGE INC.

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/1993

SIE

Date: 10/1/2018

Series 3

Date: 7/21/1997

Series 7

Date: 7/6/1993

Series 4

Date: 9/13/2010

Series 24

Date: 8/5/2010

FINRA

Current Firm

CHAINCE SECURITIES, LLC

Contact information

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CHAINCE SECURITIES, LLC

TRUST BUT VERIFY

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