Nicole R. Scarpati

CAPITAL COUNSEL LLC

New York, NY 10022

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CRD#: 2348067

Professional summary

Nicole Robin Scarpati, who also goes by Nicole Erdmann, is a registered financial advisor currently at CAPITAL COUNSEL LLC located in New York, New York.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Nicole has worked at 3 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicole Erdmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Robin Scarpati's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2021 - Present

CAPITAL COUNSEL LLC

Office #1: 527 Madison Ave. 19th Floor, New York, NY, 10022

RIA

CRD#: 109001

New York, NY

Past

April 30, 1993 - August 4, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

Past

April 30, 1993 - August 4, 1993

EQUITABLE ADVISORS, LLC

CRD#: 6627

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL COUNSEL LLC

CRD#: 109001 / SEC#: 801-56844

RIA

Registered Investment Advisory firm - (10/6/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 4/26/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL COUNSEL LLC

CRD#: 109001 / SEC#: 801-56844

RIA

Registered Investment Advisory firm - (10/6/1999 Approved)

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Contact information

Main Address

527 Madison Ave. 19th Floor, New York, NY, 10022

Mailing Address

Phone number

(212) 350-9333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	731
AUM (Assets Under Management)	$ 2,603,303,319

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicole R. Scarpati

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Robin Scarpati's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL COUNSEL LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CAPITAL COUNSEL LLC

State Registrations and Notice Filings

Exams

Series 6

Date: 4/26/1993

Current Firm

CAPITAL COUNSEL LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL COUNSEL LLC

TRUST BUT VERIFY

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