Mark H. Thieman

M. S. HOWELLS & CO.

San Angelo, TX 76903

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CRD#: 2347062

Professional summary

Mark Havins Thieman is a registered financial professional currently at M. S. HOWELLS & CO. located in San Angelo, Texas.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Havins Thieman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2022 - Present

M. S. HOWELLS & CO.

Office #1: 502 S Koenigheim St Suite 1b, San Angelo, TX 76903

CRD#: 104100

San Angelo, TX

Past

November 17, 1994 - June 8, 2022

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

SAN ANGELO, TX

Past

June 11, 1993 - December 12, 1994

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/17/2022)

Nebraska
(5/17/2022)

New Mexico
(5/17/2022)

New York
(5/17/2022)

Texas
(5/17/2022)

Exams

State Security Law Exam

Series 63

Date: 7/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

M. S. HOWELLS & CO.

CRD#: 104100 / SEC#: , 8-52558

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

23350 N. Pima Rd., Scottsdale, AZ 85255

Mailing Address

23350 N. Pima Rd., Scottsdale, AZ 85255

Phone number

(480) 563-2000

Established

Delaware since 04/11/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE	OWNER
SANTAMARIA, KATRINA PATRICIA	CHIEF EXECUTIVE OFFICER	3248779
CRITES, MARCY ANN	FINANCIAL AND OPERATIONS PRINCIPAL (FINOP)	6346298
HOWELLS, MARK STEPHEN	TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997	726921
HOWELLS, MARK STEPHEN	EXECUTIVE CHAIRMAN/DIRECTOR	726921
JORDAN, CHRISTOPHER SHANE	CHIEF COMPLIANCE OFFICER	2843281
KREIZENBECK, TARA LYNN	CHIEF OPERATING OFFICER	7141895

Red Flags

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Mark H. Thieman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Havins Thieman's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

MOMENTUM INDEPENDENT NETWORK INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/1993

SIE

Date: 10/1/2018

Series 7

Date: 6/10/1993

FINRA

Current Firm

M. S. HOWELLS & CO.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

M. S. HOWELLS & CO.

TRUST BUT VERIFY

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