Allan W. Cranfill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allan Wayne Cranfill, who also goes by Wayne Cranfill, was a registered financial professional .
Allan is a previously registered financial professional and started their career in finance in 1993. Allan had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2016 - November 29, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 18, 2016 - November 29, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 7, 2003 - July 20, 2016
VSR FINANCIAL SERVICES, INC.
May 30, 2001 - February 7, 2003
THE MASTERS, INC.
May 4, 2001 - July 20, 2016
VSR FINANCIAL SERVICES, INC.
January 17, 2001 - May 4, 2001
RUSHMORE SECURITIES CORPORATION
June 4, 1998 - February 26, 2001
NORTHSTAR SECURITIES, INC.
October 6, 1994 - December 9, 1998
DOMINION CAPITAL CORPORATION
April 28, 1993 - February 17, 1995
TBT SECURITIES L.C.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
