Thomas H. Mcevoy
Professional summary
Thomas Henry Mcevoy, who also goes by Tom Mcevoy, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Henry Mcevoy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2003 - Present
GREAT POINT CAPITAL LLC
Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606July 10, 1998 - May 8, 2002
ICBA SECURITIES
May 20, 1996 - May 8, 2002
VINING-SPARKS IBG, LLC
November 30, 1994 - May 31, 1995
ICBA SECURITIES
April 23, 1993 - May 31, 1995
VINING-SPARKS IBG, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/9/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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