Christopher R. Wagner
Professional summary
Christopher Robert Wagner is a registered financial professional currently at RIVINGTON SECURITIES, LLC located in Houston, Texas.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Robert Wagner's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2002 - Present
RIVINGTON SECURITIES, LLC
Office #2: 800 Town & Country Blvd Suite 500, Houston, TX 77024July 1, 1998 - April 28, 1999
ABN AMRO SECURITIES LLC
November 6, 1995 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
September 2, 1993 - November 6, 1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2019)
(4/30/2004)
(9/16/2002)
(8/6/2004)
(7/16/2004)
(7/16/2004)
(8/12/2004)
(7/13/2004)
(7/9/2004)
(7/9/2004)
(4/9/2019)
(7/9/2004)
(8/16/2004)
(3/26/2019)
(3/20/2019)
(7/16/2004)
(4/3/2019)
(7/20/2004)
(7/7/2004)
(7/6/2004)
(3/19/2019)
(7/19/2004)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RIVINGTON SECURITIES, LLC
CRD#: 120689 / SEC#: , 8-65329
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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