Stephanie R. Kulle
Professional summary
Stephanie Riker Kulle, who also goes by Stephanie Riker, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 1993. Stephanie has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Riker Kulle's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2013 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215January 20, 2006 - April 1, 2013
JOHN HANCOCK DISTRIBUTORS LLC
November 11, 2004 - January 23, 2006
PACIFIC SELECT DISTRIBUTORS, LLC
April 24, 2002 - November 12, 2004
MUTUAL SERVICE CORPORATION
May 25, 2000 - March 14, 2002
PACIFIC SELECT DISTRIBUTORS, LLC
November 26, 1996 - May 31, 2000
NATHAN & LEWIS SECURITIES, INC.
May 12, 1993 - October 16, 1996
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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