Holly A. Onachilla

DISTRIBUTION SERVICES

Portland, ME 04101

Some features on this profile are disabled

CRD#: 2345750

Professional summary

Holly Ann Onachilla is a registered financial professional currently at DISTRIBUTION SERVICES, LLC located in Portland, Maine.

Holly is registered as a RR (Registered Representative) and started their career in finance in 1993. Holly has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Holly Ann Onachilla's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2024 - Present

DISTRIBUTION SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 25938

Portland, ME

Past

June 3, 2020 - May 12, 2022

JVM SECURITIES, LLC

CRD#: 290327

Oak Brook, IL

Past

March 22, 2019 - March 12, 2020

COMMONGOOD SECURITIES LLC

CRD#: 289317

WINTER PARK, FL

Past

February 6, 2014 - March 7, 2018

CNL SECURITIES CORP.

CRD#: 10356

ORLANDO, FL

Past

March 29, 2012 - August 26, 2013

PROTECTED INVESTORS OF AMERICA

CRD#: 6082

LOUISVILLE, KY

Past

March 8, 2007 - December 31, 2007

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

August 7, 2001 - May 6, 2011

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

CHARLOTTE, NC

Past

July 26, 1999 - July 19, 2001

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

May 10, 1993 - September 8, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

May 10, 1993 - September 8, 1993

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/24/2024)

Arizona
(6/24/2024)

Connecticut
(6/4/2024)

Delaware
(7/1/2024)

District of Columbia
(6/25/2024)

Florida
(6/3/2024)

Georgia
(6/24/2024)

Illinois
(7/18/2024)

Indiana
(6/24/2024)

Maine
(6/4/2024)

Maryland
(6/27/2024)

Massachusetts
(6/24/2024)

Michigan
(6/26/2024)

Mississippi
(6/3/2024)

New Hampshire
(6/25/2024)

New Jersey
(6/24/2024)

New York
(6/24/2024)

North Carolina
(6/24/2024)

Ohio
(6/22/2024)

Pennsylvania
(6/25/2024)

Rhode Island
(6/25/2024)

South Carolina
(6/3/2024)

Texas
(6/24/2024)

Vermont
(6/25/2024)

Virginia
(6/26/2024)

Wisconsin
(6/28/2024)

Exams

State Security Law Exam

Series 63

Date: 6/21/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/6/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DISTRIBUTION SERVICES, LLC

DISTRIBUTION SERVICES, LLC | UMB DISTRIBUTION SERVICES, LLC | SUNSTONE FINANCIAL GROUP, INC. | SUNSTONE DISTRIBUTION SERVICES, LLC

CRD#: 25938 / SEC#: , 8-42106

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Wisconsin since 09/27/1996

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
TAYLOR, GORDON BURDETTE	VP, CHIEF COMPLIANCE OFFICER	2990648

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Diana London

PFS INVESTMENTS INC.

IAR

Windham, ME

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Holly A. Onachilla

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Holly Ann Onachilla's CRS (Customer Relationship Summary).

Certified licenses

Experience

JVM SECURITIES, LLC

COMMONGOOD SECURITIES LLC

CNL SECURITIES CORP.

PROTECTED INVESTORS OF AMERICA

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TEACHERS PERSONAL INVESTORS SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/21/2024

SIE

Date: 3/7/2018

Series 7

Date: 4/6/2007

Series 6

Date: 7/23/1999

Series 24

Date: 1/2/2015

FINRA

Current Firm

DISTRIBUTION SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

DISTRIBUTION SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors