Benjamin S. Moody
Professional summary
Benjamin Simon Moody, who also goes by Benjamin Moody, is a registered financial professional currently at CLEANBRIDGE SECURITIES, LLC located in Miami, Florida.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1993. Benjamin has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Simon Moody's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2006 - Present
CLEANBRIDGE SECURITIES, LLC
Office #1: 601 Brickell Key Drive Suite 604, Miami, FL 33131March 17, 1997 - August 31, 1998
VIOLY, BYORUM & PARTNERS, LLC
May 11, 1993 - July 2, 1996
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2013)
(3/5/2014)
(1/5/2021)
(11/29/2006)
(1/5/2021)
(3/7/2014)
(9/24/2012)
(4/30/2019)
(3/2/2015)
(2/21/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CLEANBRIDGE SECURITIES, LLC
CRD#: 140889 / SEC#: , 8-67348
Contact information
FINRA licenses (11 States and Territories)
Documents
Red Flags
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Company Information
CLEANBRIDGE SECURITIES, LLC
CRD#: 140889Miami, FL 33131TRUST BUT VERIFY
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