Steven J. Hunter
Professional summary
Steven Joseph Hunter, who also goes by Steven J Hunter, is a registered financial professional currently at JANNEY MONTGOMERY SCOTT LLC located in Atlanta, Georgia.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1996. Steven has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Joseph Hunter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2024 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 3560 Lenox Rd, Ne Suite 1100, Atlanta, GA 30326October 25, 2017 - June 19, 2024
TM CAPITAL LLC
April 12, 2017 - October 3, 2017
CROFT & BENDER, LP
August 1, 2016 - April 6, 2017
BMO CAPITAL MARKETS CORP.
April 17, 2012 - August 3, 2016
GREENE HOLCOMB & FISHER LLC
August 25, 2006 - April 19, 2012
MORGAN KEEGAN & COMPANY, LLC
February 11, 2005 - August 18, 2006
BRECKENRIDGE SECURITIES CORP.
February 13, 2004 - August 3, 2004
GENESIS CAPITAL, LLC
April 12, 2000 - July 23, 2002
ROBERTSON STEPHENS, INC.
October 15, 1996 - April 19, 2000
THE ROBINSON-HUMPHREY COMPANY, LLC
Primary Firm SEC Registration
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2024)
(5/24/2024)
Exams
Series 28
Date: 10/8/2003
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
