Erica J. Weiser

NEW EDGE WEALTH | Regional Vice President

Stamford, CT 06902

Some features on this profile are disabled

CRD#: 2344253

Professional summary

Erica Jan Weiser, who also goes by Erica J Abeles, Erica Jan Abeles, Erica J Weiser, is a registered financial advisor currently at NEW EDGE WEALTH located in Stamford, Connecticut.

Erica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Erica has worked at 32 firms and has passed the Series 66, Series 63, Series 65, Series 6TO, SIE and Series 7 exams.

Biography

Erica has over two decades of experience in the financial services industry with various product sponsors, broker dealers, as well as leading RIAs such as Edelman Financial Engines and Mariner Wealth Advisors. During her tenure, she has served in a variety of leadership roles in sales, business consulting, product development, marketing, and relationship management. Originally from New York where she studied Finance and Investments at Bernard M. Baruch College, CUNY, Ms. Weiser and her family relocated to the Charlotte, NC area in 2010. Erica enjoys cooking, travel, family softball weekends, and quality time with her husband, their two children, and their dog, Truman.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erica J Abeles | Erica Jan Abeles | Erica J Weiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 8/26/2020 - Weiser Wellness - Not Investment Related - Home Based - MLM - Start Date: 9/2020 - 20 Hours Per Month/0 Hours During Securities Trading - A natural health company that sells vitamins, natural cleaning products for the home, skin care products, etc.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Jan Weiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 2025 - Present

NEW EDGE WEALTH

Office #1: 2200 Atlantic Street Suite 200, Stamford, CT 06902

RIA

CRD#: 307771

Stamford, CT

Past

February 28, 2022 - September 18, 2025

MERCER GLOBAL ADVISORS INC.

RIA

CRD#: 147363

Charlotte, NC

Past

May 26, 2020 - January 31, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

May 15, 2020 - January 31, 2022

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 5, 2018 - May 6, 2020

MARINER WEALTH

RIA

CRD#: 140195

OVERLAND PARK, KS

Past

May 23, 2018 - December 31, 2019

MSEC, LLC

CRD#: 154327

OVERLAND PARK, KS

Past

May 16, 2017 - May 17, 2018

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

FAIRFAX, VA

Past

May 15, 2017 - May 17, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

FAIRFAX, VA

Past

September 10, 2015 - June 15, 2016

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

Past

September 10, 2015 - June 15, 2016

GIRARD SECURITIES, INC.

CRD#: 18697

SAN DIEGO, CA

Past

July 17, 2015 - June 15, 2016

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

WAXHAW, NC

Past

July 17, 2015 - June 15, 2016

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BOCA RATON, FL

Past

July 17, 2015 - June 15, 2016

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

July 17, 2015 - June 15, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

July 17, 2015 - June 15, 2016

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

July 17, 2015 - June 15, 2016

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

July 17, 2015 - June 15, 2016

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

July 17, 2015 - June 15, 2016

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

July 17, 2015 - June 15, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 15, 2014 - June 23, 2015

ASSETMARK BROKERAGE, LLC

CRD#: 169804

CONCORD, CA

Past

June 3, 2014 - June 23, 2015

ASSETMARK, INC.

RIA

CRD#: 109018

CONCORD, CA

Past

March 14, 2014 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

September 14, 2012 - February 6, 2014

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

October 26, 2011 - November 21, 2011

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

RALEIGH, NC

Past

August 30, 2011 - September 28, 2011

KBR CAPITAL MARKETS, LLC

CRD#: 128800

LOS ANGELES, CA

Past

May 26, 2009 - June 22, 2011

STIRA CAPITAL MARKETS GROUP, LLC

CRD#: 141277

IRVINE, CA

Past

October 23, 2007 - December 31, 2008

AFA FINANCIAL GROUP, LLC

CRD#: 127648

CALABASAS, CA

Past

April 2, 2007 - July 13, 2007

ORCHARD SECURITIES, LLC

CRD#: 133378

PLEASANT GROVE, UT

Past

March 15, 2005 - December 18, 2006

GRUBB & ELLIS SECURITIES, INC.

CRD#: 17932

SANTA ANA, CA

Past

March 13, 2003 - September 30, 2004

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

October 4, 2002 - February 28, 2003

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

July 27, 1998 - October 23, 2002

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

September 19, 1997 - December 22, 1998

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

September 27, 1993 - December 5, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 4, 1993 - April 25, 1994

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW EDGE WEALTH

NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC

CRD#: 307771 / SEC#: 801-118291

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (2/25/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (2/24/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/24/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/11/2025)

IAR

Texas
(9/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/3/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/3/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/18/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/3/1993

General Securities Representative Examination

Current Firm

NEW EDGE WEALTH

NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC

CRD#: 307771 / SEC#: 801-118291

RIA

Registered Investment Advisory firm - (3/25/2020 Approved)

Maryland

Registered Investment Advisory firm - (2/28/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (2/25/2020 Terminated)

South Dakota

Registered Investment Advisory firm - (2/24/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/24/2020 Terminated)

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Contact information

Main Address

2200 Atlantic Street Suite 200, Stamford, CT 06902

Mailing Address

Phone number

(203) 424-2262

Established

Firm type

Fiscal year end

# of Employees

152

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEWEDGE WEALTH LLC WRAP FEE PROGRAM BROCHURE (3/31/2025)

NEWEDGE WEALTH FORM ADV PART 2A FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	14,680
AUM (Assets Under Management)	$ 12,064,984,416

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/27/2025	Cover Page	Report
12/22/2023	Cover Page	Report
01/27/2023	Cover Page	Report
07/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erica J. Weiser

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erica Jan Weiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCER GLOBAL ADVISORS INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MARINER WEALTH

MSEC, LLC

RETIREONE INVESTMENT SERVICES, LLC

EDELMAN FINANCIAL SERVICES, LLC

VSR FINANCIAL SERVICES, INC.

GIRARD SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

SUMMIT BROKERAGE SERVICES, INC.

LEGEND EQUITIES CORPORATION

INVESTORS CAPITAL CORP.

FIRST ALLIED SECURITIES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA FINANCIAL SPECIALISTS LLC

CETERA ADVISORS LLC

CETERA WEALTH SERVICES, LLC

ASSETMARK BROKERAGE, LLC

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

FRANKLIN DISTRIBUTORS, LLC

CAPITAL INVESTMENT GROUP, INC.

KBR CAPITAL MARKETS, LLC

STIRA CAPITAL MARKETS GROUP, LLC

AFA FINANCIAL GROUP, LLC

ORCHARD SECURITIES, LLC

GRUBB & ELLIS SECURITIES, INC.

NATIONWIDE INVESTMENT SERVICES CORPORATION

METLIFE INVESTORS DISTRIBUTION COMPANY

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

HIMCO DISTRIBUTION SERVICES COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CAPITAL BROKERAGE CORPORATION

Primary Firm SEC Registration

NEW EDGE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 6/3/2014

Series 63

Date: 5/3/2005

Series 65

Date: 10/18/1994

Series 6TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/3/1993

Current Firm

NEW EDGE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NEW EDGE WEALTH

TRUST BUT VERIFY

Contact information

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