JK
John F. Kiley
KILEY JUERGENS WEALTH MANAGEMENT
Olympia, WA 98501
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CRD#: 2343432
JK
Professional summary
John Francis Kiley III is a registered financial advisor currently at KILEY JUERGENS WEALTH MANAGEMENT, LLC located in Olympia, Washington and OSAIC WEALTH, INC. located in Olympia, Washington.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 8-2009 KILEY JUERGENS WEALTH MGMT WRITING INSURANCE. 20 HOURS PER MONTH. 2) OLYMPIA HIGH SCHOOL HEAD BASKETBALL COACH NON-INVESTMENT RELATED COACH THE BASKETBALL TEAM. 6/1/2015, 75 HRS/MO. OF WHICH 10% OCCURS DURING SECURITIES TRADING HOURS.... 3) C & B, LLC POSITION: member NATURE: C&B LLC. The kiley and juergens families are 50/50 joint owner. The only assets in C&B is the building that Kiley Juergens Wealth Management LLC uses. 2409 Pacific Ave Se, Olympia, WA 98501. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2017 ADDRESS: 1503 28th Ave SE, Olympia WA 98501, United States DESCRIPTION: LLC Member 4) KILEY JUERGENS WEALTH MANAGEMENT, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2009 ADDRESS: 2409 Pacific Ave SE, Olympia WA 98501, United States DESCRIPTION: Provide investment guidance and management 5) OLYMPIA HOOPS "OLY HOOPS" POSITION: President NATURE: Supports Olympia Basketball INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 3420 Newbury Ct SE, Olympia WA 98501, United States DESCRIPTION: Run a non-profit to support Olympia Basketball. Do nothave access to write checks. 6) 6844 BREEZE LLC POSITION: Member NATURE: LLC created to invest in a rental house. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/21/2020 ADDRESS: 7421 20th Ave SE, Olympia WA 98503, United States DESCRIPTION: LLC Member 7) TOP CARD SWAP LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 06/21/2024 ADDRESS: 7421 20th Ave SE, Olympia WA 98503, United States DESCRIPTION: I will help fund the development of this entity. I will help procure accounting/legal representation for this company.Three members: John Kiley, Jack Kiley (son), Jesse Pittman? 8) VARSITY SPORTS LIVE, LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/30/2025 ADDRESS: 1100 Dexter Ave N STE 100, Seattle WA 98109, United States DESCRIPTION: LLC Member
CRS (Client Relationship Summary) - RIA
Click below to view John Francis Kiley III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2011 - Present
KILEY JUERGENS WEALTH MANAGEMENT, LLC
Office #1: 2409 Pacific Ave Se, Olympia, WA 98501RIA
CRD#: 151088
Olympia, WA
Current
November 2, 2018 - Present
OSAIC WEALTH, INC.
Office #1: 2409 Pacific Avenue, Se, Olympia, WA 98501RIA
BD
CRD#: 23131
Olympia, WA
Past
December 28, 2015 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
OLYMPIA, WA
Past
February 8, 2012 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
OLYMPIA, WA
Past
September 8, 2009 - September 8, 2009
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
September 8, 2009 - December 31, 2010
KILEY JUERGENS WEALTH MANAGEMENT, LLC
RIA
CRD#: 151088
OLYMPIA, WA
Past
September 8, 2009 - February 10, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
OLYMPIA, WA
Past
August 13, 2007 - September 28, 2009
CHOREO, LLC
RIA
CRD#: 111221
OLYMPIA, WA
Past
August 13, 2007 - September 28, 2009
BIRCHTREE FINANCIAL SERVICES LLC
BD
CRD#: 15014
OLYMPIA, WA
Past
February 3, 1994 - August 16, 2007
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
OLYMPIA, WA
Past
July 31, 1993 - August 16, 2007
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
OLYMPIA, WA
Past
June 10, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KJ
KILEY JUERGENS WEALTH MANAGEMENT, LLC
KILEY JUERGENS WEALTH MANAGEMENT | KJWM LLC | KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088 / SEC#: 801-70467
RIA
Registered Investment Advisory firm - (8/27/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/2/2018)
RR
California(11/2/2018)
RR
Colorado(11/22/2023)
RR
Florida(2/10/2020)
RR
Idaho(12/11/2019)
RR
Massachusetts(12/20/2018)
RR
Minnesota(11/2/2018)
RR
Montana(11/28/2023)
RR
Nevada(2/13/2020)
RR
Oregon(11/2/2018)
RR
Pennsylvania(11/2/2018)
IAR
Texas(8/5/2015)
RR
Texas(8/30/2019)
IAR
Washington(2/28/2011)
RR
Washington(11/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KJ
KILEY JUERGENS WEALTH MANAGEMENT, LLC
KILEY JUERGENS WEALTH MANAGEMENT | KJWM LLC | KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088 / SEC#: 801-70467
RIA
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Contact information
Main Address
2409 Pacific Ave Se, Olympia, WA 98501
Mailing Address
Phone number
(360) 350-4747
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,242 |
| AUM (Assets Under Management) | $ 1,872,363,667 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KILEY JUERGENS WEALTH MANAGEMENT, LLC
CRD#: 151088Olympia, WA 98501TRUST BUT VERIFY
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Contact information
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