Jason R. Freedman
Professional summary
Jason R Freedman, CFP®, CIMA®, who also goes by Jason Robert Freedman, Jay Freedman, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas and NATIONAL FINANCIAL SERVICES LLC located in Westlake, Texas.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1993. Jason has worked at 10 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 3, Series 31, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason R Freedman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262July 10, 2025 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: Two Destiny Way, Westlake, TX 76262January 8, 2018 - April 23, 2020
USAA INVESTMENT SERVICES COMPANY
March 12, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
March 12, 2013 - April 22, 2020
USAA FINANCIAL ADVISORS, INC.
July 1, 2003 - March 4, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - March 4, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 17, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
June 13, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 3, 1997 - April 11, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
December 6, 1994 - January 3, 1997
NATIONAL CLEARING CORP.
June 2, 1993 - December 1, 1994
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2022)
Exams
Series 7TO
Date: 7/13/2022
General Securities Representative ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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