Craig A. Batchker

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CRD#: 2343099

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Craig Arthur Batchker was a registered financial professional .

Craig is a previously registered financial professional and started their career in finance in 1983. Craig had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 8, 2019 - April 21, 2021

FTX CAPITAL MARKETS LLC

CRD#: 158816

NEW YORK, NY

Past

January 8, 2018 - June 28, 2019

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Past

August 21, 2014 - June 2, 2017

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

NEW YORK, NY

Past

December 1, 2009 - June 9, 2014

SEIDEL & CO., LLC

CRD#: 42821

NEW YORK, NY

Past

October 10, 2007 - December 8, 2009

FAGENSON & CO., INC.

CRD#: 1781

NEW YORK, NY

Past

October 10, 2005 - October 11, 2007

SEIDEL & CO., LLC

CRD#: 42821

NEW YORK, N. Y., NY

Past

January 15, 1983 - January 26, 2009

GOETZ, BATCHKER & COMPANY, INC.

CRD#: 32282

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/6/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/27/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/27/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 1/27/2024

General Securities Principal Examination

Current Firm

FTX CAPITAL MARKETS LLC

FTX CAPITAL MARKETS | RJL CAPITAL GROUP, LLC | FTX CAPITAL MARKETS LLC

CRD#: 158816 / SEC#: , 8-68924

Terminated by SEC on 02/05/2023

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Contact information

Main Address

Mailing Address

Phone number

Established

New York since 05/12/2011

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
WEST REALM SHIRES FINANCIAL SERVICES INC.	SHAREHOLDER
PALAPARTHI, VENU MADHAV	PRESIDENT/CCO	2437777

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Craig A. Batchker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WALL STREET ACCESS

DINOSAUR FINANCIAL GROUP, L.L.C

SEIDEL & CO., LLC

FAGENSON & CO., INC.

SEIDEL & CO., LLC

GOETZ, BATCHKER & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/6/2005

Series 7TO

Date: 1/27/2024

SIE

Date: 10/1/2018

Series 7

Date: 1/15/1983

Series 14

Date: 1/27/2024

Series 24

Date: 1/27/2024

Current Firm

FTX CAPITAL MARKETS LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FTX CAPITAL MARKETS LLC

TRUST BUT VERIFY

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