TG
Troy J. Goldberg
CETERA INVESTMENT ADVISERS LLC
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 2342989
TG
Professional summary
Troy Jason Goldberg, who also goes by Troy J Goldberg, Troy Goldberg, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boca Raton, Florida and CETERA WEALTH SERVICES, LLC located in Boca Raton, Florida.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Troy has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Troy J Goldberg | Troy Goldberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)REAL ESTATE SALES ASSOCIATE LICENSE POSITION: SALES ASSOCIATE NATURE: REAL ESTATE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/08/2007 ADDRESS: 10742 Canyon Bay Ln, Boynton Beach FL 33473, United States DESCRIPTION: LICENSE IN VOLUNTARY INACTIVE STATUSPAY ANNUAL FEES AND COMPLETE CE IN ORDER TO KEEP LICENSE IN GOOD STATUS 2) THREE BOYS SERVICES LLC POSITION: MANAGER NATURE: I USE THIS ENTITY TO PASS THROUGH INCOME TO PAY BUSINESS EXPENSES INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2020 ADDRESS: 10742 Canyon Bay Ln, Boynton Beach FL 33473, United States DESCRIPTION: MANAGE PAYROLLPAY RENTPAY OFFICE EXPENSESPAY OTHER BUSINESS EXPENSESMANAGE CORPORATE TAXES 3) UNITED TEAM WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: DBA for Avantax related business. I will offer investment planning, retirement planning, estate planning, and financial planning through this DBA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 100 START DATE: 12/05/2023 ADDRESS: 2500 North Military Trail, Suite 206, BOCA RATON FL 33431, United States DESCRIPTION: Provide sales and service of investments and insurance through Avantax. I will meet with clients. Review investment performance. Implement changes in strategy, if need be, to address the ever-changing market conditions and goals and objectives of my clients. Make recommendations as to how to best facilitate wealth transfer to beneficiaries. Service my existing customers and offer my services to potential new clients that might benefit from having a relationship we me. 4) UNITED TEAM TAX POSITION: Tax Accountant NATURE: Tax Preparation, Resolution and Bookkeeping Services. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/15/2023 ADDRESS: 2500 North Military Trail, Suite 206, Boca Raton FL 33431, United States DESCRIPTION: Tax Preparation, Resolution and Bookkeeping. 5) CANYON LAKES HOA POSITION: PRESIDENT NATURE: CANYON LAKES HOA IS THE COMMITTEE ELECTED BY THE COMMUNITY AND TASKED WITH OVERSIGHT OF RULES AND REGULATIONS AND TO ESTABLISH AN ANNUAL BUDGET AND MAKE DECISIONS AS TO HOW TO BEST ALLOCATE THOSE FUNDS TO MAINTAIN AND/OR IMPROVE THE FACILITIES HERE IN ORDER TO MEET OR EXCEED THE EXPECTATIONS OF THE RESIDENTS WHO LIVE HERE. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2019 ADDRESS: 8771 CANYON LAKES DRIVE, Boynton Beach FL 33473, United States DESCRIPTION: AS PRESIDENT MY DUTIES INCLUDE BUT ARE NOT LIMITED TO LEADING OUR MONTHLY BOARD MEETING, ASSIGNING COMITTEES, MEDIATING DISPUTES, COMMUNICATING BOARD DECISIONS TO OTHER HOMEOWNERS, SIGNING LEGAL DOCUMENTS SUCH AS CHECKS AND CONTRACTS AND ENSURING COMPLIANCE WITH GOVERNING DOCUMENTS. THIS IS THE EXTENT OF MY ADDITIONAL DUTIES AS PRESIDENT. AS A MEMBER OF THE HOA BOARD I VOTE ON WHETHER OR NOT TO APPROVE PROPOSALS, HELP PRIORITIZE MAINTAINANCE PROJECTS AND OVERSEE THE COMMUNITY'S LANDSCAPE AND OVERALL APPEARANCE AND ENFORCE COMMUNITY RULES AND REGULATIONS.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Jason Goldberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2500 North Military Trail Suite 300, Boca Raton, FL 33431RIA
CRD#: 105644
Boca Raton, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2500 North Military Trail, Suite 206, Boca Raton, FL 33431BD
CRD#: 13572
Boca Raton, FL
Past
December 5, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Boca Raton, FL
Past
December 1, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Boca Raton, FL
Past
June 17, 2022 - December 6, 2023
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
BOCA RATON, FL
Past
September 3, 2015 - December 6, 2023
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
BOCA RATON, FL
Past
June 28, 2007 - July 23, 2022
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
BOCA RATON, FL
Past
May 8, 2006 - May 30, 2007
BROOKSHIRE SECURITIES CORPORATION
BD
CRD#: 44347
FT. LAUDERDALE, FL
Past
January 17, 2002 - April 28, 2006
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
FT. LAUDERDALE, FL
Past
October 20, 1999 - January 23, 2002
PREFERRED SECURITIES GROUP, INC.
BD
CRD#: 35704
BOCA RATON, FL
Past
February 25, 1998 - October 21, 1999
FIN-ATLANTIC SECURITIES, INC.
BD
CRD#: 25523
JUPITER, FL
Past
August 8, 1994 - December 23, 1997
MONROE PARKER SECURITIES, INC.
BD
CRD#: 31204
PURCHASE, NY
Past
April 21, 1993 - August 8, 1994
BILTMORE SECURITIES, INC.
BD
CRD#: 25023
FT. LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Connecticut(9/5/2025)
RR
District of Columbia(9/5/2025)
IAR
Florida(8/6/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Indiana(9/5/2025)
RR
Iowa(9/5/2025)
RR
Louisiana(9/5/2025)
RR
Maine(9/5/2025)
RR
Maryland(9/5/2025)
RR
Michigan(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Mississippi(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Boca Raton, FL 33431TRUST BUT VERIFY
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