James E. Ward
Professional summary
James Emanuel Ward SR, who also goes by James E Ward Sr, James E Ward, is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Washington, District Of Columbia.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. James has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Emanuel Ward SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2010 - Present
LATITUDE ADVISORS, LLC
Office #1: 1511 Pennsylvania Ave Se Suite A, Washington, DC 20003January 4, 2010 - September 1, 2016
GWN SECURITIES INC.
July 3, 2000 - December 31, 2009
MEDALLION ADVISORY SERVICES, LLC
February 2, 1999 - December 31, 2009
MEDALLION INVESTMENT SERVICES, INC.
September 27, 1996 - December 31, 1998
SECURITIES SERVICE NETWORK, LLC
January 1, 1996 - September 25, 1996
IFG NETWORK SECURITIES, INC.
October 2, 1995 - January 1, 1996
COMPREHENSIVE FINANCIAL SERVICES, INC.
February 4, 1994 - October 19, 1995
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/19/2021)
(1/5/2010)
Exams
Current Firm
LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,575 |
| AUM (Assets Under Management) | $ 566,500,000 |
Red Flags
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