James M. Kushner

TJM INVESTMENTS

New York, NY 10005

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CRD#: 2342485

Professional summary

James Michael Kushner is a registered financial professional currently at TJM INVESTMENTS, LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

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The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2013 - Present

TJM INVESTMENTS, LLC

Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005

CRD#: 46300

New York, NY

Past

April 26, 2007 - April 8, 2013

MND PARTNERS, INC.

CRD#: 131833

NEW YORK, NY

Past

March 3, 2000 - April 26, 2007

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

Past

July 7, 1999 - March 2, 2000

BNY CLEARING SERVICES LLC

CRD#: 15879

MILWAUKEE, WI

Past

October 4, 1994 - August 7, 1998

ANDREW GARRETT, INC.

CRD#: 36250

NEW YORK, NY

Past

May 11, 1993 - November 28, 1994

SHAMROCK PARTNERS, LTD

CRD#: 23955

MEDIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/3/2020)

Delaware
(6/23/2020)

Florida
(10/27/2022)

Illinois
(1/3/2020)

Minnesota
(10/27/2022)

New York
(1/6/2020)

Exams

State Security Law Exam

Series 63

Date: 4/14/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/10/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 25

Date: 10/19/1999

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 7

Date: 4/12/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/18/1994

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

New York Stock Exchange

Current Firm

TJM INVESTMENTS, LLC

MND PARTNERS | TJM SECURITIES, LLC | TJM INVESTMENTS, LLC

CRD#: 46300 / SEC#: , 8-51370

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

318 W. Adams Street Suite 900, Chicago, IL 60606

Mailing Address

318 W. Adams Street 9th Floor, Chicago, IL 60606

Phone number

(312) 432-5100

Established

Illinois since 10/13/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TJM HOLDINGS, LLC	HOLDING COMPANY
BEITLER, STEVE ALLEN	CHIEF EXECUTIVE OFFICER	1893827
BURKE, JOHN TERRENCE	CHIEF OPERATING OFFICER	2116593
DANG, STACY BINH	CHIEF COMPLIANCE OFFICER	3143275
MURPHY, THOMAS JAMES	CO-MANAGER	857354
RISINGER, COLLEEN SULLIVAN	FINOP CFO	2812053
SKWERES, DENISE PAREJKO	FINOP CFO	5332253

Disclosures

Regulatory Event

Red Flags

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Advisor Monitoring

Firm Stability Insights

James M. Kushner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Michael Kushner's CRS (Customer Relationship Summary).

Certified licenses

Experience

MND PARTNERS, INC.

W.A. CAPITAL MARKETS

BNY CLEARING SERVICES LLC

ANDREW GARRETT, INC.

SHAMROCK PARTNERS, LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 4/14/1993

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/10/2007

Series 25

Date: 10/19/1999

Series 7

Date: 4/12/1993

Series 24

Date: 10/18/1994

FINRA

Investors' Exchange LLC

NYSE American LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

New York Stock Exchange

Current Firm

TJM INVESTMENTS, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TJM INVESTMENTS, LLC

TRUST BUT VERIFY

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