Michael R. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Reed Hall, who also goes by Michael R Hall, Mike Hall, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1974. Michael had worked at 10 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2020 - December 31, 2022
HALL ETF WEALTH MANAGMENT SYSTEM INC
July 17, 2009 - December 31, 2019
HALL ETF WEALTH MANAGMENT SYSTEM INC
December 5, 2005 - July 23, 2009
KESTRA INVESTMENT SERVICES, LLC
December 5, 2005 - July 23, 2009
KESTRA INVESTMENT SERVICES, LLC
September 4, 1998 - December 7, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 4, 1998 - December 7, 2005
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 3, 1990 - September 3, 1998
CETERA WEALTH SERVICES, LLC
June 18, 1989 - July 11, 1990
SUNAMERICA SECURITIES, INC.
March 24, 1987 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
May 16, 1985 - March 30, 1987
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 22, 1983 - May 28, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
May 14, 1974 - June 6, 1983
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
May 14, 1974 - June 6, 1983
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/8/1974
Registered Representative ExaminationCurrent Firm
HALL ETF WEALTH MANAGMENT SYSTEM INC
CRD#: 150693 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 1,560,312 |
Red Flags
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