EB
Eric J. Brogan
ON INVESTMENT MANAGEMENT CO
East Lansing, MI 48823
Some features on this profile are disabled
CRD#: 2342248
EB
Professional summary
Eric James Brogan is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in East Lansing, Michigan and THE O.N. EQUITY SALES COMPANY located in East Lansing, Michigan.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Eric has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BROGAN REED VANGORDER & ASSOC; INVESTMENT RELATED; 320 W LAKE LANSING RD E LANSING MI 48823; INSURANCE SALES; AGENT; START DATE 02/01/1993; HOURS/MONTH 80; HOURS/TRADING 0; INSURANCE SALES 2) THE DART BANK; NOT INVESTMENT RELATED; 368 S. PARK ST. MASON MI 48854; COMMUNITY BANK; BOARD MEMBERSHIP; START DATE 01/30/2018-PRESENT; 6 HOURS/MONTH; 4 TRADING/HOURS; OVERSIGHT OF THE MANAGEMENT OF A MICHIGAN CHARTERED COMMERCIAL BANK
CRS (Client Relationship Summary) - RIA
Click below to view Eric James Brogan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2021 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 320 W. Lake Lansing Road, East Lansing, MI 48823RIA
CRD#: 105662
East Lansing, MI
Current
May 28, 1993 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 320 W. Lake Lansing Rd, East Lansing, MI 48823BD
CRD#: 2936
East Lansing, MI
Past
April 23, 2010 - March 28, 2011
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
EAST LANSING, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/22/2021)
RR
Delaware(1/8/2014)
RR
District of Columbia(4/11/2019)
RR
Illinois(5/9/2001)
RR
Indiana(10/8/2001)
RR
Iowa(3/18/2013)
RR
Maryland(11/1/2021)
RR
Michigan(5/28/1993)
IAR
Michigan(5/5/2021)
RR
Nevada(8/27/2012)
RR
New Jersey(11/29/2023)
RR
North Carolina(7/14/1994)
RR
Ohio(3/17/2023)
RR
Oklahoma(1/27/2014)
RR
Pennsylvania(3/10/2014)
RR
South Carolina(3/17/2021)
RR
Virginia(10/10/2017)
RR
Washington(10/27/2022)
RR
Wisconsin(3/23/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
