Nehru S. Chomatil
Professional summary
Nehru Subramanian Chomatil is a registered financial professional currently at SUTTER SECURITIES INCORPORATED located in Irvine, California and BOUSTEAD SECURITIES, LLC located in Irvine, California.
Nehru is registered as a RR (Registered Representative) and started their career in finance in 1993. Nehru has worked at 23 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, Series 22TO, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 62, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nehru Subramanian Chomatil's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2021 - Present
SUTTER SECURITIES INCORPORATED
Office #1: 6 Venture, Suite 395 Suite 395, Irvine, CA 92618February 4, 2021 - Present
BOUSTEAD SECURITIES, LLC
Office #1: 6 Venture Suite 395, Irvine, CA 92618April 30, 2019 - June 21, 2019
SUTTER SECURITIES INCORPORATED
April 29, 2019 - June 21, 2019
SUTTER CAPITAL PARTNERS, LLC
November 27, 2018 - February 22, 2019
PAULSON INVESTMENT COMPANY LLC
July 31, 2018 - December 31, 2018
PAREX WEALTH MANAGEMENT LLC
January 4, 2018 - June 7, 2018
BMA SECURITIES, LLC
December 13, 2016 - December 31, 2017
AVELLINO FINANCIAL ADVISORS, INC.
June 29, 2016 - December 31, 2017
FOREST SECURITIES,INC.
May 24, 2016 - June 27, 2016
DINOSAUR FINANCIAL GROUP, L.L.C
January 25, 2016 - May 20, 2016
FOREST SECURITIES,INC.
January 6, 2014 - January 25, 2016
BOUSTEAD SECURITIES, LLC
August 29, 2012 - December 12, 2013
JERA SECURITIES, INC.
April 6, 2011 - February 10, 2012
BMA SECURITIES, LLC
January 4, 2011 - April 4, 2011
WILLOW COVE INVESTMENT GROUP, INC.
December 1, 2009 - June 15, 2010
SOURCE CAPITAL GROUP, INC.
August 12, 2009 - November 24, 2009
ECHOTRADE LLC
February 26, 2004 - August 26, 2008
AARON CAPITAL INCORPORATED
June 18, 2003 - February 25, 2004
CARLIN EQUITIES, LLC
November 13, 2002 - June 23, 2003
SCOTTSDALE CAPITAL ADVISORS CORP
August 3, 2000 - October 29, 2002
NATIONAL CAPITAL TRADING, LLC
November 13, 1998 - August 2, 2000
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
February 25, 1998 - December 30, 1998
FORTRESS FINANCIAL GROUP, LTD.
August 25, 1997 - May 15, 1998
CENTEX SECURITIES, INCORPORATED
February 15, 1996 - September 2, 1997
THE CAMELOT GROUP, INC.
June 3, 1994 - February 12, 1996
WESTAMERICA INVESTMENT GROUP
December 1, 1993 - June 29, 1994
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/14/2022)
(2/4/2021)
(5/17/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 7/11/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 11/30/1993
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
