JB
J.a.tyler Browning Ii
KESTRA ADVISORY SERVICES
ENGLEWOOD, CO 80112
Some features on this profile are disabled
CRD#: 2340971
JB
Professional summary
J.a.tyler Browning Ii, who also goes by J A Tyler Browing II, Johnarmistead Tyler Browing Ii, J A Tyler Browning Ii, J.a. Tyler Browning Ii, John A. Tyler Browning Ii, John Armistead Tyler Browning Ii, Johnarmisteadtyler Browning Ii, Tyler Browning Ii, J.a.tyler Browning, Ii, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Englewood, Colorado and KESTRA INVESTMENT SERVICES, LLC located in Englewood, Colorado.
J.a.tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. J.a.tyler has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
J A Tyler Browing Ii | Johnarmistead Tyler Browing Ii | J A Tyler Browning Ii | J.a. Tyler Browning Ii | John A. Tyler Browning Ii | John Armistead Tyler Browning Ii | Johnarmisteadtyler Browning Ii | Tyler Browning Ii | J.a.tyler Browning, Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Browning Real Estate Corporation Inv Rel: No Address: 2 Inverness Dr. E. #187 Centennial CO 80112 NOB: Real Estate Position: Member of the LLC. Start Date: 4/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Passive Investor Business Name: Diversified Financial Partners Inv Rel: Yes Address: 2 Inverness Dr. E. #187 Centennial CO 80112 NOB: Insurance Position: Member Start Date: 5/26/1997 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am a owner of the entity. Business Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: The Browning Group II, LLC Inv Rel: Yes Address: 2 Inverness Dr. E. #187 Centennial CO 80112 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Owner Start Date: 1/1/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I own the company and oversee the day to day operations.
CRS (Client Relationship Summary) - RIA
Click below to view J.a.tyler Browning Ii's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2 Inverness Dr East Ste 187, Englewood, CO 80112RIA
CRD#: 283330
ENGLEWOOD, CO
Current
June 10, 1999 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2 Inverness Dr East Ste 187, Englewood, CO 80112BD
CRD#: 42046
Englewood, CO
Past
December 31, 2001 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
ENGLEWOOD, CO
Past
March 9, 1995 - June 15, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
June 21, 1993 - March 13, 1995
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/10/2003)
RR
Arkansas(11/12/2020)
RR
California(5/8/2000)
RR
Colorado(6/10/1999)
IAR
Colorado(4/21/2016)
RR
Connecticut(5/14/2021)
RR
Delaware(1/5/2017)
RR
District of Columbia(12/23/2021)
RR
Florida(7/16/2015)
RR
Hawaii(10/25/2021)
RR
Idaho(10/9/2024)
RR
Illinois(1/6/2020)
RR
Indiana(1/6/2020)
RR
Iowa(10/25/2021)
RR
Kansas(6/10/1999)
RR
Massachusetts(7/5/2006)
RR
Michigan(10/25/2020)
RR
Minnesota(1/4/2023)
RR
Missouri(10/25/2021)
RR
Montana(9/1/2006)
RR
Nebraska(9/29/2000)
RR
Nevada(4/13/2018)
RR
New Jersey(8/26/2021)
RR
New Mexico(3/22/2005)
RR
New York(11/5/2015)
RR
North Carolina(2/14/2018)
RR
Ohio(11/20/2024)
RR
Oklahoma(1/5/2016)
RR
Oregon(5/5/2010)
RR
Pennsylvania(8/17/2018)
RR
Texas(3/22/2001)
IAR
Texas(7/27/2023)
RR
Virginia(1/5/2017)
RR
Washington(3/9/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
