Brown J. Ho
Professional summary
Brown J Ho, who also goes by Jin Bong Ho, is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Monrovia, California.
Brown is registered as a RR (Registered Representative) and started their career in finance in 1993. Brown has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brown J Ho's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2007 - Present
GLOBALINK SECURITIES, INC.
Office #1: 185 W Chestnut Ave,, Monrovia, CA 91016June 23, 2006 - February 9, 2007
FORTUNE SECURITIES, INC.
July 12, 2005 - December 19, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 3, 2004 - June 23, 2005
VOYA FINANCIAL ADVISORS, INC.
October 21, 2003 - April 5, 2004
GLOBALINK SECURITIES, INC.
August 13, 2002 - September 30, 2003
CINCINNATI ANALYSTS, INC.
June 22, 2000 - August 12, 2002
STUART SECURITIES CORP.
February 25, 1998 - July 11, 2000
WMA SECURITIES, INC.
August 4, 1993 - March 17, 1998
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/22/2007)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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