RR
Randall B. Richardson
PELICAN INVESTMENT ADVISORS
BATON ROUGE, LA 70809
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CRD#: 2340374
RR
Professional summary
Randall Bernard Richardson, who also goes by Randall Richardson, is a registered financial advisor currently at PELICAN INVESTMENT ADVISORS, LLC located in Baton Rouge, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Baton Rouge, Louisiana.
Randall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Randall has worked at 9 firms and has passed the Series 99TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randall Richardson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Pelican Investment Advisors, Inc. Investment related. Located at Registered Location. Nature - RIA. Position - Financial Advisor, Owner. Start - 04/2021. 40 hours per month, 40 during trading hours. Duties - providing financial advice, managing the RIA. 2) Pelican Advisory Group. M & R Business Development Group, LLC, Pelican Financial Network, Advisors Resource Management, Platinum Funding Group. Investment related. Located at Registered Location. Nature - Insurance, Fixed and Indexed Annuities, Disability and LTC. Position - agent, owner. Start - 07/1998. 100 hours per month, 100 during trading hours. Duties - sell Insurance and Annuities. 3) HHOBHGO, LLC. Not investment related. Located at Registered Location. Nature - Holding company for fishing camp. Position - Owner. Start - 12/2018. 0 hours per month, 0 hours during trading. Duties - Owner 4) Livingston Investment Properties. Not investment related. Located at Registered Location. Nature - Construction. Position - Member/ Manager. Start - 06/2014. 1 hour per month, 1 during trading hours. Duties - Owner/ Manager. 5) Turtle Creek Timber Management LLC. Not investment related. Located at 23988 Ferry Landing Drive, Denham Springs, LA 70726. Nature - Holding company for private land. Position - Member/ Manager. Start - 10/2002. 1 hour per month, 1 during trading hours. Duties - Owner/ Manager. 6) 449, LLC. Not investment related. Located at 23988 Ferry Landing Drive, Denham Springs, LA 70726. Nature - Holding company for commercial real estate. Position - Owner / Manager. Start - 03/2008. 1 hour per month, 0 during trading hours. Duties - Owner/ Manager. 7) M&R Business Development Group, LLC. Investment related. Located at Registered Location. Nature - Fixed Insurance. Position - Member/Manager. Start - 12/2004. 0 hours per month, 0 hours during trading. Duties - Owner. 8) Pelican Financial Network. Not investment related. Located at Registered Location. Nature - Life Insurance, Estate Planning. Position - President. Start - 04/2008. 60 hours per month, 60 hours during trading. Duties - Owner. 9) Advisors Resource Management. Not investment related. Located at Registered Location. Nature - Life Insurance, Estate Planning. Position - Partner. Start - 05/2013. 1 hour per month, 1 during trading hours. Duties - Owner 10) Platinum Funding Group. Investment related. Located at Registered Location. Nature - Fixed Insurance. Position - Partner. Start - 11/2017. 20 hours per month, 5 hours during trading. Duties - Owner.
CRS (Client Relationship Summary) - RIA
Click below to view Randall Bernard Richardson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2021 - Present
PELICAN INVESTMENT ADVISORS, LLC
Office #1: 10307 Jefferson Highway Suite A, Baton Rouge, LA 70809RIA
CRD#: 313227
BATON ROUGE, LA
Current
May 27, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 10307 Jefferson Highway Suite A, Baton Rouge, LA 70809BD
CRD#: 35747
Baton Rouge, LA
Past
December 4, 2019 - July 1, 2020
FIRST HEARTLAND CONSULTANTS, INC.
RIA
CRD#: 110377
Baton Rouge, LA
Past
November 4, 2019 - November 25, 2019
FIRST HEARTLAND CONSULTANTS, INC.
RIA
CRD#: 110377
Baton Rouge, LA
Past
November 4, 2019 - July 1, 2020
FIRST HEARTLAND CAPITAL, INC.
BD
CRD#: 32460
BATON ROUGE, LA
Past
July 13, 2018 - December 3, 2019
CETERA ADVISORS LLC
RIA
CRD#: 10299
BATON ROUGE, LA
Past
July 5, 2018 - December 3, 2019
CETERA ADVISORS LLC
BD
CRD#: 10299
BATON ROUGE, LA
Past
February 11, 2010 - July 12, 2018
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
BATON ROUGE, LA
Past
August 15, 2001 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
August 15, 2001 - July 12, 2018
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
BATON ROUGE, LA
Past
November 25, 1996 - August 20, 2001
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
July 29, 1993 - December 4, 1996
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(6/14/2021)
IAR
Louisiana(6/22/2021)
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PELICAN INVESTMENT ADVISORS, LLC
PELICAN INVESTMENT ADVISORS, LLC
CRD#: 313227 / SEC#: 801-120649
RIA
Registered Investment Advisory firm - (7/27/2022 Terminated)Louisiana
Registered Investment Advisory firm - (7/26/2022 Approved)Texas
Registered Investment Advisory firm - (7/11/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10307 Jefferson Highway Suite A, Baton Rouge, LA 70809
Mailing Address
Phone number
(225) 293-9283
Established
Firm type
Fiscal year end
# of Employees
9
Regulatory assets under management
| Total Number of Accounts | 211 |
| AUM (Assets Under Management) | $ 72,510,000 |
Red Flags
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Company Information
PELICAN INVESTMENT ADVISORS, LLC
CRD#: 313227Baton Rouge, LA 70809TRUST BUT VERIFY
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