Roger Craig Ackerman
Professional Summary
Roger Craig Ackerman, who also goes by Roger C Ackerman, is a registered financial advisor currently at LOOMIS SAYLES DISTRIBUTORS, L.P. located in Boston, Massachusetts. Roger is registered as a RR (Registered Representative) and started their career in finance in 1993. Roger has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Roger C Ackerman
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
LOOMIS SAYLES DISTRIBUTORS, L.P.
Contact Information
Main Address
One Financial Center, Boston, MA 02111Mailing Address
One Financial Center, Boston, MA 02111-2620Phone Number
(617) 482-2450Established
Delaware since 07/25/1996Firm Type
PartnershipFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LOOMIS SAYLES & COMPANY, L.P. | LIMITED PARTNER OF REGISTRANT AND 100% OWNER OF GENERAL PARTNER | — |
| KLOCEK, JOHN FRANCIS | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6256015 |
| LEGER, MAURICE PAUL | PRESIDENT | 4575004 |
| LOOMIS SAYLES DISTRIBUTORS, INC. | SOLE GENERAL PARTNER | — |
| MCCARTHY, MARY | VP, SECRETARY | — |
| O'CONNOR, OLGA A. | VICE PRESIDENT, TREASURER, PRINCIPAL FINANCIAL OFFICER, FINANCIAL OPERATIONS PRINCIPAL | 7436902 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/17/2009)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Roger Craig Ackerman's CRS (Customer Relationship Summary).
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