Richard J. Misiano
Professional summary
Richard John Misiano, who also goes by Rchard John Misiano, is a registered financial professional currently at BUCKLER SECURITIES LLC located in Boca Raton, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 14 firms and has passed the Series 63, Series 79TO, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard John Misiano's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2022 - Present
BUCKLER SECURITIES LLC
Office #1: 900 Broken Sound Parkway Suite 360, Boca Raton, FL 33487June 6, 2016 - June 21, 2021
MIRAE ASSET SECURITIES (USA) INC.
April 18, 2011 - June 3, 2016
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
May 18, 2005 - March 16, 2011
ING FINANCIAL MARKETS LLC
September 2, 2003 - May 6, 2005
COMMERZBANK CAPITAL MARKETS CORP.
March 31, 2003 - August 18, 2003
MIZUHO SECURITIES USA LLC
September 11, 2002 - April 4, 2003
PORTIGON SECURITIES INC.
June 29, 1998 - June 6, 2001
UBS SECURITIES LLC
September 2, 1997 - June 29, 1998
SBC WARBURG DILLON READ INC.
October 16, 1995 - September 2, 1997
SBC WARBURG, INC.
March 14, 1995 - December 8, 1995
CITICORP SECURITIES, INC.
October 16, 1993 - February 8, 1995
KIDDER, PEABODY & CO. INCORPORATED
July 31, 1993 - October 8, 1993
CITIGROUP GLOBAL MARKETS INC.
May 3, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(11/1/2024)
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Exams
Series 79TO
Date: 2/25/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BUCKLER SECURITIES LLC
CRD#: 284576 / SEC#: , 8-69807
Contact information
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARMOUR CAPITAL MANAGEMENT LP | SHAREHOLDER | 164570 |
| ARMOUR TRS INC | SHAREHOLDER | |
| CONIGLIARIO, THOMAS JOSEPH | CHIEF OPERATING OFFICER / PRINCIPLE OPERATIONS OFFICER | 1366831 |
| ESANNASON, CARLO YVAN | CCO | 4869110 |
| HARPER, GORDON MACKAY | CHIEF FINANCIAL OFFICER | 6632019 |
| JOSHI, JAI PAUL | CHIEF RISK OFFICER | 2263070 |
| KOKKO, LASSE ARTTURI | PRINCIPLE FINANCIAL OFFICER ("PFO") / FINOP | 6976957 |
| MISIANO, RICHARD JOHN | CHIEF EXECUTIVE OFFICER | 2339879 |
| ULM, SCOTT JEFFREY | PRINCIPAL | 1575205 |
Red Flags
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