Frederic Charles Goodwin Iv
Professional Summary
Frederic Charles Goodwin IV, who also goes by F Charles Goodwin, Frederic Charles Goodwin, was a registered financial advisor. Frederic was a previously registered financial professional and started their career in finance 1993 - 2025. Frederic had worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 50, Series 7, Series 52, Series 54, Series 24 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
F Charles Goodwin, Frederic Charles Goodwin
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
GRIFFIN FINANCIAL | GRIFFIN FINANCIAL GROUP, LLC
Contact Information
Main Address
607 Washington Street, Reading, PA 19603Mailing Address
607 Washington Street, Reading, PA 19603Phone Number
(610) 478-2105Established
Pennsylvania since 08/16/2001Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Dec 2017About the Series 79 examSeries 50 — Municipal Advisor Representative Qualification Exam
Passed Jan 2016About the Series 50 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed Feb 2020About the Series 54 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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