Theodore N. Barger
Professional summary
Theodore N Barger, who also goes by Ted Barger, Theodore Niles Barger, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charlottesville, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Charlottesville, Virginia.
Theodore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Theodore has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Theodore N Barger's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 1425 Seminole Trail, Charlottesville, VA 22901February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 550 Radford Ln, Charlottesville, VA 22903Office #2: 7003 Seminole Trl, Ruckersville, VA 22968Office #3: 93 Front St, Lovingston, VA 22949Office #4: 146 James River Rd, Scottsville, VA 24590Office #5: 11047 Marsh Rd, Bealeton, VA 22712Office #6: 236 W Lee Hwy, Warrenton, VA 20186Office #7: 703 James Madison Hwy, Culpeper, VA 22701Office #8: 8318 Main St, Marshall, VA 20115Office #9: 235 Madison Rd, Orange, VA 22960Office #10: 15345 Creativity Dr, Culpeper, VA 22701Office #11: 1201 Emmet St N, Charlottesville, VA 22903January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
July 15, 2013 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
July 15, 2013 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
December 11, 2009 - November 26, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 2009 - November 26, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 2004 - August 10, 2009
PACIFIC SELECT DISTRIBUTORS, LLC
March 31, 1998 - May 10, 2004
AUGUSTAR DISTRIBUTORS, INC.
December 1, 1997 - March 27, 1998
CAPITAL BROKERAGE CORPORATION
November 18, 1994 - December 1, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2021)
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(11/3/2025)
(2/17/2021)
(2/17/2021)
(3/7/2022)
(2/17/2021)
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(2/17/2021)
(3/31/2022)
(8/13/2024)
(10/7/2025)
(2/17/2021)
(5/15/2024)
(2/17/2021)
(2/17/2021)
(2/17/2021)
(10/31/2022)
(2/17/2021)
(2/17/2021)
(2/17/2021)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
