BL

Brandon J. Liang

NATIONAL FINANCIAL SERVICES
Boston, MA 02210
Some features on this profile are disabled
CRD#: 2339244
BL

Professional summary


Brandon J Liang, who also goes by Brandon Junghwa Liang, Brandon Liang, Jung Liang, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 1993. Brandon has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Brandon Junghwa Liang | Brandon Liang | Jung Liang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Brandon J Liang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 8, 2007 - Present

NATIONAL FINANCIAL SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210
BD
CRD#: 13041
Boston, MA
Current

December 11, 2019 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: One Destiny Way, Westlake, TX 76262
BD
CRD#: 7784
Westlake, TX
Current

November 24, 2020 - Present

DIGITAL BROKERAGE SERVICES LLC

Office #1: 499 Washington Blvd, Jersey City, NJ 07310
BD
CRD#: 308213
Jersey City, NJ
Current

April 5, 2022 - Present

GREEN PIER FINTECH LLC

Office #1: One Destiny Way, Westlake, TX 76262
BD
CRD#: 313305
WESTLAKE, TX
Past

April 16, 2007 - October 9, 2007

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

January 31, 2006 - December 31, 2006

ZIONS DIRECT, INC.

BD
CRD#: 17776
HOUSTON, TX
Past

April 6, 2005 - April 30, 2007

AMEGY INVESTMENTS, INC.

BD
CRD#: 120145
HOUSTON, TX
Past

August 3, 1995 - June 30, 2004

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
PHOENIX, AZ
Past

May 17, 1993 - February 24, 1995

FLEET ENTERPRISES, INC.

BD
CRD#: 17434
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm


GP
GREEN PIER FINTECH LLC
GREEN PIER FINTECH LLC

CRD#: 313305 / SEC#: , 8-70700

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
245 Summer Street V3a, Boston, MA 02210
Mailing Address
245 Summer Street V3a, Boston, MA 02210
Phone number
(617) 563-7000
Established
Delaware since 02/05/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER
DESJOURDY, BRIANVP STRATEGY2520622
HOLMES, GARYCHIEF COMPLIANCE OFFICER3171812
MORAN, EDWARD MICHAELPRINCIPAL OPERATIONS OFFICER1273715
PRICE, MATTHEWCHIEF EXECUTIVE OFFICER1417511
SMITH, JORDANPRINCIPAL FINANCIAL OFFICER6534026
WEAVER, BRYAN ROBERTCHIEF LEGAL OFFICER2933941

Red Flags


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Company Information


GREEN PIER FINTECH LLC

CRD#: 313305Boston, MA 02210

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