Brandon J. Liang
Professional summary
Brandon J Liang, who also goes by Brandon Junghwa Liang, Brandon Liang, Jung Liang, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Durham, North Carolina and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Brandon is registered as a RR (Registered Representative) and started their career in finance in 1993. Brandon has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brandon J Liang's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2007 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709December 11, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262November 24, 2020 - Present
DIGITAL BROKERAGE SERVICES LLC
Office #1: 100 New Milennium Way, Durham, NC 27709April 5, 2022 - Present
GREEN PIER FINTECH LLC
Office #1: One Destiny Way, Westlake, TX 76262April 16, 2007 - October 9, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
January 31, 2006 - December 31, 2006
ZIONS DIRECT, INC.
April 6, 2005 - April 30, 2007
AMEGY INVESTMENTS, INC.
August 3, 1995 - June 30, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
May 17, 1993 - February 24, 1995
FLEET ENTERPRISES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
GREEN PIER FINTECH LLC
CRD#: 313305 / SEC#: , 8-70700
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| DESJOURDY, BRIAN | VP STRATEGY | 2520622 |
| HOLMES, GARY | CHIEF COMPLIANCE OFFICER | 3171812 |
| MORAN, EDWARD MICHAEL | PRINCIPAL OPERATIONS OFFICER | 1273715 |
| PRICE, MATTHEW | CHIEF EXECUTIVE OFFICER | 1417511 |
| SMITH, JORDAN | PRINCIPAL FINANCIAL OFFICER | 6534026 |
| WEAVER, BRYAN ROBERT | CHIEF LEGAL OFFICER | 2933941 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
GREEN PIER FINTECH LLC
CRD#: 313305Durham, NC 27709TRUST BUT VERIFY
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