Kenneth E. Aylett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Edward Aylett, who also goes by Ken Aylett, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1994. Kenneth had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2014 - December 31, 2015
CAPITAL BROKERAGE CORPORATION
December 20, 2006 - December 21, 2012
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 22, 2005 - December 19, 2006
METLIFE INVESTORS DISTRIBUTION COMPANY
April 30, 2004 - July 12, 2005
VOYA FINANCIAL PARTNERS, LLC
December 13, 2001 - May 23, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
May 13, 1998 - August 13, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 3, 1996 - September 4, 1997
LPL FINANCIAL LLC
May 6, 1994 - July 31, 1996
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL BROKERAGE CORPORATION
CRD#: 10465 / SEC#: , 8-26614
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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