AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MM

Michael A. Murray

Some features on this profile are disabled
CRD#: 2338843
MM

Professional summary

Michael Alfred Murray, who also goes by Michael A Murray, Michael Alfred Walton Murray, Michael Murray, was a registered financial professional .

Michael is registered as a RR (Registered Representative) and started their career in finance in 1993. Michael had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael A Murray | Michael Alfred Walton Murray | Michael Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 11, 2024 - October 1, 2024

PFM FUND DISTRIBUTORS, INC.

BD
CRD#: 114474
CHICAGO, IL
Past

January 22, 2021 - February 1, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Radnor, PA
Past

October 21, 2019 - June 15, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHICAGO, IL
Past

October 1, 2014 - January 25, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHICAGO, IL
Past

May 29, 2013 - May 30, 2014

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

April 29, 2010 - June 2, 2011

CHART GROUP ADVISORS, LLC

BD
CRD#: 118814
NEW YORK, NY
Past

April 13, 2007 - May 30, 2008

UBS ASSET MANAGEMENT (US) INC.

RIA
CRD#: 583
CHICAGO, IL
Past

April 13, 2007 - May 30, 2008

UBS ASSET MANAGEMENT (US) INC.

BD
CRD#: 583
CHICAGO, IL
Past

April 28, 2005 - April 16, 2007

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WESTPORT, CT
Past

April 26, 2005 - April 16, 2007

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
WESTPORT, CT
Past

March 1, 2003 - May 16, 2003

AMERICAN SKANDIA ADVISORY SERVICES, INC.

RIA
CRD#: 109211
SHELTON, CT
Past

August 8, 1994 - May 16, 2003

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

April 27, 1993 - June 9, 1994

INVESCO CAPITAL MARKETS, INC.

BD
CRD#: 6939
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(11/19/2024)
RR
Michigan
(11/20/2024)
RR
Minnesota
(10/1/2024)
RR
Missouri
(11/15/2024)
RR
Nebraska
(10/1/2024)
RR
Ohio
(11/15/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/14/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/11/2001
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/25/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/26/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/17/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PF
PFM FUND DISTRIBUTORS, INC.
PFM FUND DISTRIBUTORS, INC. | PFMAM, INC.

CRD#: 114474 / SEC#: , 8-53496

BD
Terminated by SEC on 12/06/2024
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
Pennsylvania since 07/16/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CLARK, SHANNON KEITHFINANCIAL & OPERATIONS PRINCIPAL5829700
WALTER, JEFFREY ADAMCHIEF COMPLIANCE OFFICER2143608

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PFM FUND DISTRIBUTORS, INC.

CRD#: 114474

TRUST BUT VERIFY

Monitor Michael Murray

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.