Louise E. Evans
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Derby, VT 05829
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CRD#: 2338825
Professional summary
Louise Emerson Evans, CFP® is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Derby, Vermont and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Derby, Vermont.
Louise is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Louise has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-EVANS FINANCIAL SERVICES, 325 E MAIN ST, NEWPORT, VT, 1/02/20 AS TAX ANALYST. NIR - 20 HR/MO - 10/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2016 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. 3.INDEPENDENT INSURANCE AGENT, 375 E MAIN ST, NEWPORT, VT, 7/2002 SELLING/SERVICING HEALTH & LIFE PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/WK - 6/TRADING. 4.COLLEGE FUNDING COUSELING, 375 E MAIN ST, NEWPORT, VT, 2/1993. NIR - 15 HR/WK - 5/TRADING. 5. ARK CPA GROUP,INC, 375 EAST MAIN STREET, NEWPORT, VT CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, TAX ANALYST, 01/02/20, NIR, 20/MO- 10/TRADING 6. LOUISE EVANS, 375 E MAIN STREET, NEWPORT, VT, COLLEGE FUNDING COUNSELING/OWNER, 02/03/93, NIR, 5/MO- 3/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Louise Emerson Evans's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
January 11, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 34 Up North Drive Unit G, Derby, VT 05829RIA
CRD#: 134139
Derby, VT
Current
January 4, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 34 Up North Drive Unit G, Derby, VT 05829BD
CRD#: 39543
Derby, VT
Past
February 15, 2012 - December 31, 2015
EQUITY SERVICES, INC.
RIA
CRD#: 265
BROWNINGTON, VT
Past
February 25, 2011 - December 31, 2015
EQUITY SERVICES, INC.
BD
CRD#: 265
BROWNINGTON, VT
Past
September 10, 2008 - August 7, 2009
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
August 15, 2001 - December 31, 2004
EQUITY SERVICES, INC.
RIA
CRD#: 265
BURLINGTON, VT
Past
August 13, 1998 - December 31, 2004
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Past
April 15, 1993 - August 13, 1998
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/28/2020)
RR
Alaska(5/1/2023)
RR
Arizona(7/5/2022)
RR
Colorado(5/4/2023)
RR
Connecticut(9/19/2016)
RR
Delaware(1/20/2022)
RR
Florida(1/8/2016)
RR
Maryland(1/8/2016)
RR
Massachusetts(1/8/2016)
RR
Montana(9/13/2022)
RR
New Hampshire(1/8/2016)
RR
New Jersey(1/14/2021)
RR
New York(1/8/2016)
RR
Pennsylvania(1/4/2019)
RR
South Carolina(5/20/2020)
RR
Vermont(1/4/2016)
IAR
Vermont(1/11/2016)
RR
Virginia(1/3/2023)
RR
Washington(1/8/2016)
RR
Wyoming(1/8/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
