Daniel D. Ashe
Professional summary
Daniel Dennis Ashe, who also goes by Daniel D Ashe, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Dennis Ashe's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2012 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 8, 2007 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 20, 2000 - February 7, 2007
PACIFIC SELECT DISTRIBUTORS, LLC
November 12, 1996 - March 2, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
July 8, 1993 - October 28, 1996
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/17/2012)
(12/26/2018)
(5/17/2012)
(5/17/2012)
(5/17/2012)
(1/2/2020)
(5/17/2012)
(5/17/2012)
(1/2/2020)
(5/17/2012)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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