John W. Mcwilliams
Professional summary
John Walter Mcwilliams is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Walter Mcwilliams's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2013 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 9, 2009 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
February 2, 1999 - December 31, 1999
MUTUAL SERVICE CORPORATION
June 19, 1997 - February 3, 1999
PRUCO SECURITIES, LLC.
July 21, 1994 - June 6, 1997
MUTUAL SERVICE CORPORATION
May 10, 1993 - June 13, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2015)
(1/2/2013)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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