Gregory A. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Allen Nelson was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1993. Gregory had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2002 - December 20, 2002
WORLDCO, L.L.C.
April 3, 2002 - August 23, 2002
WORLDCO, L.L.C.
October 7, 1997 - January 15, 1998
TRADEWAY SECURITIES GROUP, INC.
May 19, 1995 - May 15, 1997
GLOBAL CAPITAL SECURITIES CORPORATION
May 2, 1995 - May 12, 1995
CAPITAL SUISSE SECURITIES, INC.
February 15, 1994 - August 23, 1994
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 21, 1993 - January 24, 1994
FOSTER JEFFRIES SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/29/2002
Limited Representative-Equity Trader ExamCurrent Firm
WORLDCO, L.L.C.
CRD#: 24673 / SEC#: , 8-41285
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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