Charles G. Reisman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Georges Reisman, who also goes by Charles G Reisman, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1993. Charles had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2013 - May 18, 2015
WELLFLEET INVESTMENTS LLC
May 9, 1997 - May 6, 1998
BNP PARIBAS BROKERAGE SERVICES, INC.
May 15, 1995 - November 20, 1996
MIDDLEGATE SECURITIES INC.
April 18, 1994 - June 2, 1994
GRUNTAL & CO., L.L.C.
April 2, 1993 - April 29, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 2, 1993 - April 29, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLFLEET INVESTMENTS LLC
CRD#: 18488 / SEC#: , 8-36769
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEGA, JEFFREY | PRESIDENT/FINANCE/COO/CFO/CCO/FINOP | |
| J.P. CAREY CAPITAL MARKETS LLC | OWNER | |
| PRIMAVERA, PATRICK JOSEPH | DIRECTOR | 3124567 |
Red Flags
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