William E. Howard
Professional summary
William Eager Howard IV, who also goes by Bill Howard, William E IV Howard, is a registered financial professional currently at SAXONY SECURITIES, INC. located in St. Louis, Missouri.
William is registered as a RR (Registered Representative) and started their career in finance in 1993. William has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Eager Howard IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2018 - Present
SAXONY SECURITIES, INC.
Office #1: 11152 S Towne Square, St. Louis, MO 63123May 17, 2013 - May 24, 2018
WHEELHOUSE SECURITIES CORPORATION
January 1, 2008 - May 20, 2013
WELLS FARGO CLEARING SERVICES, LLC
June 1, 1993 - January 3, 2008
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2018)
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(5/3/2018)
Exams
FINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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