JM
Jim P. Mejia
FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
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CRD#: 2336604
JM
Professional summary
Jim Paul Mejia, who also goes by Jim Paul Mejia, Jim Mejia, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Jim is registered as a RR (Registered Representative) and started their career in finance in 1994. Jim has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jim Paul Mejia | Jim Mejia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jim Paul Mejia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 6, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
July 16, 2021 - September 23, 2021
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
December 6, 2019 - July 13, 2021
STONEX SECURITIES INC.
BD
CRD#: 18456
Lathrop, CA
Past
June 29, 2007 - December 6, 2019
QUEST CAPITAL STRATEGIES, INC.
BD
CRD#: 16783
LAGUNA HILLS, CA
Past
September 10, 2003 - August 22, 2006
WAMU INVESTMENTS, INC.
BD
CRD#: 599
FULLERTON, CA
Past
January 28, 2003 - August 29, 2003
WAMU INVESTMENTS, INC.
BD
CRD#: 599
IRVINE, CA
Past
February 13, 1998 - January 13, 2003
MURIEL SIEBERT & CO., LLC
BD
CRD#: 5376
NEW YORK, NY
Past
December 3, 1997 - March 4, 1998
GLOBALINK SECURITIES, INC.
BD
CRD#: 29721
PASADENA, CA
Past
November 18, 1997 - December 1, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
June 5, 1997 - August 18, 1997
NEBRASKA HUDSON COMPANY, INC.
BD
CRD#: 27501
OMAHA, NE
Past
December 21, 1996 - April 14, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
BD
CRD#: 18032
NEW YORK, NY
Past
January 26, 1995 - December 13, 1996
NATIONAL CLEARING CORP.
BD
CRD#: 14343
SHERMAN OAKS, CA
Past
December 12, 1994 - January 25, 1995
MEYERS SECURITIES CORPORATION
BD
CRD#: 7183
ROCHESTER, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/6/2021)
RR
Alaska(12/6/2021)
RR
Arizona(12/6/2021)
RR
Arkansas(12/6/2021)
RR
California(12/6/2021)
RR
Colorado(12/6/2021)
RR
Connecticut(12/6/2021)
RR
Delaware(12/6/2021)
RR
District of Columbia(12/6/2021)
RR
Florida(12/6/2021)
RR
Georgia(12/6/2021)
RR
Hawaii(12/6/2021)
RR
Idaho(12/6/2021)
RR
Illinois(12/6/2021)
RR
Indiana(12/6/2021)
RR
Iowa(12/6/2021)
RR
Kansas(12/6/2021)
RR
Kentucky(12/6/2021)
RR
Louisiana(12/6/2021)
RR
Maine(12/6/2021)
RR
Maryland(12/6/2021)
RR
Massachusetts(12/6/2021)
RR
Michigan(12/6/2021)
RR
Minnesota(12/6/2021)
RR
Mississippi(12/6/2021)
RR
Missouri(12/6/2021)
RR
Montana(12/6/2021)
RR
Nebraska(12/6/2021)
RR
Nevada(12/6/2021)
RR
New Hampshire(12/6/2021)
RR
New Jersey(12/6/2021)
RR
New Mexico(12/6/2021)
RR
New York(12/6/2021)
RR
North Carolina(12/6/2021)
RR
North Dakota(12/6/2021)
RR
Ohio(12/6/2021)
RR
Oklahoma(12/6/2021)
RR
Oregon(12/6/2021)
RR
Pennsylvania(12/6/2021)
RR
Puerto Rico(12/6/2021)
RR
Rhode Island(12/6/2021)
RR
South Carolina(12/6/2021)
RR
South Dakota(12/6/2021)
RR
Tennessee(12/6/2021)
RR
Texas(12/6/2021)
RR
Utah(12/6/2021)
RR
Vermont(12/6/2021)
RR
Virgin Islands(12/6/2021)
RR
Virginia(12/6/2021)
RR
Washington(12/6/2021)
RR
West Virginia(12/6/2021)
RR
Wisconsin(12/6/2021)
RR
Wyoming(12/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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