Gary P. Haindel

GLOBAL PLANNING STEWARDS LLC

Baton Rouge, LA 70809

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CRD#: 2336360

Professional summary

Gary Paul Haindel, CFP®, who also goes by Gary P Haindel, is a registered financial advisor currently at GLOBAL PLANNING STEWARDS LLC located in Baton Rouge, Louisiana and STONEX SECURITIES INC. located in Baton Rouge, Louisiana.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gary has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary P Haindel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Global Planning Stewards, LLC Registered Investment Advisor Investment related Managing Partner Account Management 08/01/2017 160 hours spent per month and 130 hours spent during market hours 2) Kiwanis Club of Baton Rouge Baton Rouge, LA Nature of Business: Service organization designed to help under privileged kids in the community Investment Related: Non-Investment Related Start Date: 06/01/2020 Title: I have been elected as an officer of our local club. I will be President Elect for the June 2020 to June 2021 time period. Duties: President Elect schedules speakers for our weekly lunch meetings. President Elect also works with the other officers of the club to provide leadership, and direction, for the club. Officers also approve new members of the club. Hours Devoted to Business: 4 Hours Devoted to Business during Market Hours: 4 3) Licensed Insurance Agent. 5 hours spent per week spent during market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Paul Haindel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 1, 2017 - Present

GLOBAL PLANNING STEWARDS LLC

Office #1: 8550 United Plaza Blvd Ste 702, Baton Rouge, LA 70809

RIA

CRD#: 286135

Baton Rouge, LA

Current

May 1, 2015 - Present

STONEX SECURITIES INC.

Office #1: 8550 United Plaza Blvd. Suite 702, Baton Rouge, LA 70809

CRD#: 18456

Baton Rouge, LA

Past

June 30, 2016 - July 31, 2017

STONEX ADVISORS INC.

RIA

CRD#: 174182

BIRMINGHAM, AL

Past

March 26, 2009 - June 30, 2016

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

BATON ROUGE, LA

Past

March 26, 2009 - May 4, 2015

STERNE, AGEE & LEACH, INC.

CRD#: 791

BATON ROUGE, LA

Past

March 10, 2009 - March 17, 2009

CETERA ADVISORS LLC

RIA

CRD#: 10299

BATON ROUGE, LA

Past

March 10, 2009 - March 17, 2009

CETERA ADVISORS LLC

CRD#: 10299

BATON ROUGE, LA

Past

January 7, 2000 - March 11, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

BATON ROUGE, LA

Past

January 7, 2000 - March 11, 2009

STANFORD GROUP COMPANY

CRD#: 39285

BATON ROUGE, LA

Past

April 13, 1993 - January 12, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/3/2022)

Florida
(1/4/2024)

Louisiana
(5/6/2015)

IAR

Louisiana
(8/1/2017)

Mississippi
(1/6/2020)

IAR

Texas
(4/9/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/10/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/12/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GLOBAL PLANNING STEWARDS LLC

CRD#: 286135 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/1/2017 Approved)

Texas

Registered Investment Advisory firm - (4/9/2018 Conditional Restricted)

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Contact information

Main Address

8550 United Plaza Blvd Ste 702, Baton Rouge, LA 70809

Mailing Address

Phone number

(225) 936-3263

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	309
AUM (Assets Under Management)	$ 71,161,373

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary P. Haindel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Paul Haindel's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEX SECURITIES INC.

STONEX ADVISORS INC.

INTL ADVISORY CONSULTANTS INC.

STERNE, AGEE & LEACH, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 7/10/2001

Series 63

Date: 6/9/1993

SIE

Date: 10/1/2018

Series 7

Date: 4/12/1993

FINRA

Current Firm

GLOBAL PLANNING STEWARDS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLOBAL PLANNING STEWARDS LLC

TRUST BUT VERIFY

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