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TT

Timothy A. Todaro

RICE HALL JAMES & ASSOCIATES LLC
SAN DIEGO, CA 92101
Some features on this profile are disabled
CRD#: 2336062
TT

Professional summary

Timothy Alan Todaro is a registered financial advisor currently at RICE HALL JAMES & ASSOCIATES LLC located in San Diego, California.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Timothy has worked at 2 firms and has passed the Series 65 and Series 2 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Alan Todaro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2003 - Present

RICE HALL JAMES & ASSOCIATES LLC

Office #1: 600 West Broadway Suite 1000, San Diego, CA 92101
RIA
CRD#: 125410
SAN DIEGO, CA
Past

October 26, 1992 - March 27, 2003

RICE HALL JAMES & ASSOCIATES

RIA
CRD#: 104697
SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RH
RICE HALL JAMES & ASSOCIATES LLC
RICE HALL JAMES & ASSOCIATES LLC

CRD#: 125410 / SEC#: 801-61905

RIA
Registered Investment Advisory firm - (2/13/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/28/2003)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/17/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 2
Date: 4/16/1993
Non-Member General Securities Examination

Current Firm

RH
RICE HALL JAMES & ASSOCIATES LLC
RICE HALL JAMES & ASSOCIATES LLC

CRD#: 125410 / SEC#: 801-61905

RIA
Registered Investment Advisory firm - (2/13/2003 Approved)
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Contact information

Main Address
600 West Broadway Suite 1000, San Diego, CA 92101
Mailing Address
Phone number
(619) 239-9005
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RICE HALL JAMES ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts265
AUM (Assets Under Management)$ 1,775,743,710

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RICE HALL JAMES & ASSOCIATES LLC

CRD#: 125410San Diego, CA 92101

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