John R. Mausser
Professional summary
John Richard Mausser is a registered financial professional currently at OCEANUS SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 3 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Richard Mausser's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2021 - Present
OCEANUS SECURITIES, LLC
Office #1: 521 Fifth Avenue 37th Floor, New York, NY 10175Office #2: 521 Fifth Avenue 37th Floor, New York, NY 10175February 11, 2010 - November 5, 2019
CITIGROUP GLOBAL MARKETS INC.
December 28, 2008 - June 3, 2009
J.P. MORGAN SECURITIES LLC
April 5, 1993 - May 12, 1993
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
OCEANUS SECURITIES, LLC
CRD#: 133798 / SEC#: , 8-66772
Contact information
FINRA licenses (2 States and Territories)
Documents
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