Holly Z. Ruxin

MONTCALM TCR LLC

San Francisco, CA 94129

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CRD#: 2335513

Professional summary

Holly Ziegel Ruxin, who also goes by Holly Lauren Ruxin, Holly Lauren Ziegel, Holly Ziegel, is a registered financial advisor currently at MONTCALM TCR LLC located in San Francisco, California.

Holly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Holly has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Holly Lauren Ruxin | Holly Lauren Ziegel | Holly Ziegel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board of Director Member at the Crypto Company effective April 11, 2018. An investment related firm located at 23805 Stuart Ranch Road, Suite 235, Malibu, CA 90265. Provide insight and voting decisions on the compensation committee, audit committee and or governance committee approximately 5-10 per hours per month after hours of primary business as CEO of an RIA. The Crypto Company offers a portfolio of digital assets, technologies and consulting services to the blockchain and cryptocurrency markets. The Crypto Company is developing proprietary technology, including trading management and auditing software, tools and processes to assist traditional companies to operate with and/or trade in cryptocurrencies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Ziegel Ruxin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2012 - Present

MONTCALM TCR LLC

Office #1: 16 Funston Ave Suite A, San Francisco, CA 94129

RIA

CRD#: 164521

San Francisco, CA

Past

June 1, 2009 - October 19, 2012

MORGAN STANLEY

RIA

CRD#: 149777

SAN FRANCISCO, CA

Past

June 1, 2009 - October 19, 2012

MORGAN STANLEY

CRD#: 149777

SAN FRANCISCO, CA

Past

April 13, 2006 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SAN FRANCISCO, CA

Past

April 13, 2006 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SAN FRANCISCO, CA

Past

August 19, 2003 - April 18, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

SAN FRANCISCO, CA

Past

August 19, 2003 - April 18, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SAN FRANCISCO, CA

Past

May 8, 2002 - August 20, 2003

BANC OF AMERICA SECURITIES LLC

RIA

CRD#: 26091

SAN FRANCISCO, CA

Past

May 18, 2001 - August 20, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 3, 1997 - April 4, 2001

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTCALM TCR LLC

ENLIGHTEN CAPITAL | MONTCALM TCR LLC

CRD#: 164521 / SEC#: 801-77138

RIA

Registered Investment Advisory firm - (10/2/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/25/2012)

IAR

Texas
(3/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/7/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/2/1997

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/15/1993

National Commodity Futures Examination

Current Firm

MONTCALM TCR LLC

ENLIGHTEN CAPITAL | MONTCALM TCR LLC

CRD#: 164521 / SEC#: 801-77138

RIA

Registered Investment Advisory firm - (10/2/2012 Approved)

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Contact information

Main Address

16 Funston Ave Suite A, San Francisco, CA 94129

Mailing Address

Phone number

(415) 326-7650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONTCALM TCR LLC FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	930
AUM (Assets Under Management)	$ 223,449,930

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Holly Z. Ruxin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Holly Ziegel Ruxin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

MONTCALM TCR LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/7/2002

Series 63

Date: 8/8/1997

Series 7

Date: 9/2/1997

Series 3

Date: 3/15/1993

Current Firm

MONTCALM TCR LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MONTCALM TCR LLC

TRUST BUT VERIFY

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