KA
Kelvin J. Aiken
FRANKLIN DISTRIBUTORS
St. Petersburg, FL 33716
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CRD#: 2335302
KA
Professional summary
Kelvin John Aiken is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in St. Petersburg, Florida.
Kelvin is registered as a RR (Registered Representative) and started their career in finance in 1993. Kelvin has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kelvin John Aiken's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2021 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 Fountain Parkway, St. Petersburg, FL 33716BD
CRD#: 109064
St. Petersburg, FL
Past
October 11, 2016 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
ST. PETERSBURG, FL
Past
November 11, 2008 - March 13, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Past
June 12, 2006 - September 19, 2008
OLD MUTUAL INVESTMENT PARTNERS
BD
CRD#: 44916
DENVER, CO
Past
March 7, 2005 - April 21, 2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
August 19, 2002 - January 8, 2004
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
Past
May 11, 1994 - March 20, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
August 6, 1993 - August 2, 2002
JANUS HENDERSON DISTRIBUTORS US LLC
BD
CRD#: 28832
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2022)
RR
Alaska(1/6/2022)
RR
Arizona(1/13/2022)
RR
Arkansas(1/6/2022)
RR
California(7/7/2021)
RR
Colorado(7/7/2021)
RR
Connecticut(7/7/2021)
RR
Delaware(7/7/2021)
RR
District of Columbia(1/11/2022)
RR
Florida(7/7/2021)
RR
Georgia(1/7/2022)
RR
Hawaii(1/6/2022)
RR
Idaho(1/7/2022)
RR
Illinois(1/12/2022)
RR
Indiana(1/7/2022)
RR
Iowa(1/10/2022)
RR
Kansas(1/6/2022)
RR
Kentucky(1/7/2022)
RR
Louisiana(1/7/2022)
RR
Maine(1/6/2022)
RR
Maryland(7/7/2021)
RR
Massachusetts(2/26/2025)
RR
Michigan(1/7/2022)
RR
Minnesota(1/10/2022)
RR
Mississippi(1/6/2022)
RR
Missouri(1/6/2022)
RR
Montana(1/6/2022)
RR
Nebraska(1/10/2022)
RR
Nevada(1/20/2022)
RR
New Hampshire(1/7/2022)
RR
New Jersey(7/7/2021)
RR
New Mexico(1/6/2022)
RR
New York(7/7/2021)
RR
North Carolina(1/6/2022)
RR
North Dakota(1/10/2022)
RR
Ohio(7/7/2021)
RR
Oklahoma(1/12/2022)
RR
Oregon(1/6/2022)
RR
Pennsylvania(7/7/2021)
RR
Puerto Rico(1/24/2022)
RR
Rhode Island(7/7/2021)
RR
South Carolina(1/6/2022)
RR
South Dakota(1/19/2022)
RR
Tennessee(1/11/2022)
RR
Texas(1/6/2022)
RR
Utah(1/10/2022)
RR
Vermont(1/6/2022)
RR
Virgin Islands(1/14/2022)
RR
Virginia(1/6/2022)
RR
Washington(1/11/2022)
RR
West Virginia(1/6/2022)
RR
Wisconsin(1/6/2022)
RR
Wyoming(1/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC
CRD#: 109064 / SEC#: , 8-53089
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064St. Petersburg, FL 33716TRUST BUT VERIFY
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