TC
Thomas R. Campbell
KESTRA ADVISORY SERVICES
Auburn, AL
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CRD#: 2335081
TC
Professional summary
Thomas Randolph Campbell, who also goes by Randy Campbell, Thomas R Campbell, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Auburn, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Birmingham, Alabama.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Randy Campbell | Thomas R Campbell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Campbell Wealth Management LLC Investment Related: Yes Address: 3535 Grandview Parkway, Suite 300 Birmingham AL 35243 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 5/1/2009 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: operations, marketing and sales Business Name: Crippled Childrens Foundation Investment Related: No Address: 2019 Fourth Avenue North Suite 101 Birmingham AL 35203 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: director Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: 2-3 meetings per year Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Veraison Capital Partners, LLC Investment Related: No Address: 300 Grandview Parkway, Suite 300 Birmingham AL 35243 Nature of Business: Other Other/None of the Above personal investments Position, Title or Relationship: member Start Date: 12/21/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: determine along with the only other member where to invest the money of the entity Business Name: R&N Group, LLC Investment Related: No Address: 1 Dogwood Forest Shoal Creek AL 35242 Nature of Business: Other Other/None of the Above Investments of my personal IRA Position, Title or Relationship: Managing member Start Date: 4/5/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: personal IRA investments Business Name: Palmetto Investments, LLC Investment Related: No Address: 696 W Magnolia Avenue Auburn AL 35632 Nature of Business: Other Other/None of the Above Activities limited to investing in real estate opportunities Position, Title or Relationship: Managing Member Start Date: 3/16/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: write checks for capital calls, work with CPA on accounting and taxes
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Randolph Campbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 3535 Grandview Parkway Suite 400, Birmingham, AL 35243RIA
CRD#: 283330
Auburn, AL
Current
December 6, 2005 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3535 Grandview Parkway Suite 300, Birmingham, AL 35243BD
CRD#: 42046
Birmingham, AL
Past
February 24, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
BIRMINGHAM, AL
Past
April 7, 1993 - November 30, 2005
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/6/2005)
IAR
Alabama(4/19/2016)
RR
Connecticut(12/6/2005)
RR
Florida(12/6/2005)
RR
Georgia(12/6/2005)
RR
Tennessee(3/25/2025)
RR
Texas(12/6/2005)
RR
Virginia(6/15/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
