Richard A. Eimbinder
Professional summary
Richard Andrew Eimbinder, who also goes by Richard Eimbinder, is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in New York, New York.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Andrew Eimbinder's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2024 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 1 Vanderbilt Avenue Suite 3400, New York, NY 10017November 1, 2010 - October 6, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 12, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
October 22, 1996 - May 13, 2009
J.P. MORGAN SECURITIES LLC
April 1, 1993 - September 20, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/8/2024
General Securities Representative ExaminationFINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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