Andrew Hui
Professional summary
Andrew Hui is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 1993. Andrew has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Hui's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2023 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001March 20, 2013 - July 29, 2023
JPMORGAN DISTRIBUTION SERVICES, INC.
September 10, 2010 - March 8, 2013
BARCLAYS CAPITAL INC.
April 29, 2005 - October 5, 2009
BANC OF AMERICA SECURITIES LLC
February 5, 1999 - May 28, 2002
BANC OF AMERICA SECURITIES LLC
January 11, 1996 - March 19, 1997
ROTH CAPITAL PARTNERS, LLC
March 26, 1993 - January 24, 1996
GLOBAL STRATEGIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2023)
Exams
FINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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