William John Mccartin Jr
Professional Summary
William John Mccartin JR is a registered financial advisor currently at FIRST FINANCIAL SECURITY, LLC located in Pottstown, Pennsylvania. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. William has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
FIRST FINANCIAL SECURITY, LLC
Contact Information
Main Address
Pottstown, PAPhone Number
(610) 220-7151# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
29AUM (Assets Under Management)
$11,717,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/30/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view William John Mccartin JR's CRS (Customer Relationship Summary).
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