Andrew S. Bockstein
Professional summary
Andrew S. Bockstein, who also goes by Andrew S Bockstein, Andrew Scott Bockstein, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Boca Raton, Florida and FIDELITY BROKERAGE SERVICES LLC located in Boca Raton, Florida.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Andrew has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew S. Bockstein's CRS (Customer Relationship Summary).
Certified licenses
Education
Arizona State University
Bachelor of Business Studies (BBS) - Business Management
1993
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #3: 1400 Glades Road Suite 180, Boca Raton, FL 33431-6457May 14, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1400 Glades Road, Suite 180, Boca Raton, FL 33431July 17, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 13, 2019 - January 6, 2020
DINOSAUR FINANCIAL GROUP, L.L.C
November 14, 2017 - March 2, 2018
CFWP SECURITIES, LLC
May 4, 2005 - September 18, 2017
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
June 5, 1998 - May 2, 2005
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 24, 1997 - June 1, 1998
1717 CAPITAL MANAGEMENT COMPANY
March 29, 1993 - December 11, 1996
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2025)
(7/24/2025)
(6/16/2025)
(1/3/2025)
(9/29/2023)
(5/14/2020)
(3/31/2025)
(5/14/2020)
(6/4/2021)
(8/8/2020)
(5/14/2020)
(8/1/2025)
(7/13/2020)
(5/14/2020)
(5/14/2020)
(5/5/2024)
(6/10/2025)
(3/20/2025)
(7/25/2024)
(10/9/2020)
(3/31/2025)
(1/3/2025)
(10/22/2021)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Boca Raton, FLTRUST BUT VERIFY
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