Kelli A. Lynn
Professional summary
Kelli Ann Lynn, who also goes by Kelli A Ferrett, Kelli Ann Ferrett, Kelli A Lynn, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Dublin, Ohio and TRANSAMERICA INVESTORS SECURITIES, LLC located in Natick, Massachusetts.
Kelli is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kelli has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kelli Ann Lynn's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2023 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
March 3, 2023 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
January 29, 2016 - February 14, 2023
PRINCIPAL SECURITIES, INC.
January 29, 2016 - February 14, 2023
PRINCIPAL SECURITIES, INC.
August 25, 2014 - January 14, 2016
MSI FINANCIAL SERVICES, INC.
August 25, 2014 - January 14, 2016
MSI FINANCIAL SERVICES, INC.
February 26, 2008 - August 16, 2013
MSI FINANCIAL SERVICES, INC.
January 29, 2008 - August 16, 2013
MSI FINANCIAL SERVICES, INC.
May 10, 2006 - January 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 19, 2006 - January 30, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 7, 2003 - January 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 4, 2002 - January 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 8, 1996 - December 14, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2023)
(3/3/2023)
(3/3/2023)
(3/3/2023)
(8/4/2023)
Exams
FINRA
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
