TB
Thomas P. Bellos
CETERA INVESTMENT ADVISERS LLC
Farmington Hills, MI 48335
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CRD#: 2333813
TB
Professional summary
Thomas Paul Bellos II is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Farmington Hills, Michigan and CETERA WEALTH SERVICES, LLC located in Troy, Michigan.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/30/2013; 160; 160; SALES OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY: HORIZON ADVISERS; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FINANCIAL SERVICES/DBA; INVESTMENT EXECUTIVE; 4/1/2016; 160; 160; SALE OF FIXED INSURANCE,SECURITIES,INVESTMENT PRODUCTS/GENERAL CPA PRACTICE. Horizon Adviser University (HAU) is part of the Horizon Adviser DBA, and the purpose of HAU is to educate. We keep our approved videos, podcast, blogs, etc. all here in one central place| 3) NAME OF ENTITY: HORIZON WEALTH MANAGEMENT; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FINANCIAL SERVICES/DBA; ASSOCIATE; 8/21/2013; 40; 40; INSURANCE & INVESTMENT SERVICES| 4) NAME OF ENTITY: EMPTY BOWLS DETROIT; No; 11745 ROSA BANKS BLVD; DETROIT; MI; 48206; NON-PROFIT ORGANIZATION; MEMBER; 9/1/2016; 6; 0; PREPPING BOWLS,ATTEND PLANNING MEEETINGS.| 5) NAME OF OTHER BUSINESS: KOS ISLAND, LLC; INVESTMENT RELATED: YES; ADDRESS: 755 W. BIG BEAVER RD STE 2020R TROY, MI 48084; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 0.25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR ACCOUNTING PURPOSES ONLY;
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Paul Bellos II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 34034 Eight Mile Road, Suite 102, Farmington Hills, MI 48335Office #2: 757 S. Main St, Plymouth, Plymouth, MI 48170Office #3: 50 W Big Beaver Rd Suite 600, Troy, MI 48084RIA
CRD#: 105644
Farmington Hills, MI
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 50 W Big Beaver Rd Suite 600, Troy, MI 48084BD
CRD#: 13572
TROY, MI
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
April 13, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TROY, MI
Past
May 30, 2013 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TROY, MI
Past
October 1, 2012 - April 15, 2013
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
STERLING HEIGHTS, MI
Past
May 14, 2011 - October 3, 2012
NEW ENGLAND SECURITIES
BD
CRD#: 615
SOUTHFIELD, MI
Past
May 30, 2000 - February 2, 2004
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
July 27, 1998 - May 13, 1999
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Past
September 25, 1997 - July 27, 1998
STANDARD BROKERAGE SERVICES, INC.
BD
CRD#: 14387
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/10/2021)
RR
Georgia(12/22/2021)
RR
Illinois(7/19/2023)
RR
Maryland(1/4/2022)
RR
Michigan(6/9/2021)
IAR
Michigan(6/29/2023)
RR
Missouri(5/5/2022)
RR
New York(6/9/2021)
RR
North Carolina(10/31/2024)
RR
South Carolina(7/8/2024)
RR
Tennessee(6/9/2021)
RR
Texas(1/4/2022)
IAR
Texas(6/29/2023)
RR
Virginia(6/9/2021)
RR
Wisconsin(12/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
